Michael E. Tobler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael E Tobler, who also goes by Eddie Tobler, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2015 - February 14, 2018
PALADIN MARKET ADVISORS, LLC
August 5, 2013 - June 4, 2015
KEY WEST INVESTMENTS, LLC
February 12, 2013 - August 5, 2013
SPENCER EDWARDS, INC.
October 27, 2010 - February 11, 2013
WORLD TRADE FINANCIAL CORPORATION
July 3, 2008 - October 17, 2008
EQUITABLE ADVISORS, LLC
April 18, 2008 - October 17, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALADIN MARKET ADVISORS, LLC
CRD#: 13281 / SEC#: , 8-28941
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
