Dagmara T. Lee
Professional summary
Dagmara T Lee, who also goes by Dagmara Teresa Dranka, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in New York, New York.
Dagmara is registered as a RR (Registered Representative) and started their career in finance in 2007. Dagmara has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dagmara T Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2023 - Present
FEF DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105Office #2: 1345 Avenue Of The Americas, New York, NY 10105-4800June 9, 2021 - April 26, 2023
NEUBERGER BERMAN BD LLC
May 25, 2019 - May 12, 2021
INVESCO DISTRIBUTORS, INC.
October 26, 2018 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 11, 2014 - December 6, 2016
JPMORGAN DISTRIBUTION SERVICES, INC.
October 1, 2012 - February 5, 2013
J.P. MORGAN SECURITIES LLC
November 19, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2023)
Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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