David Sans

D. BORAL CAPITAL

New York, NY 10022

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CRD#: 5439613

Professional summary

David Sans is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Sans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

D. BORAL CAPITAL

Office #1: 590 Madison Ave 39th Floor, New York, NY 10022

CRD#: 103792

New York, NY

Past

March 8, 2023 - December 21, 2023

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249

New York, NY

Past

January 17, 2022 - March 3, 2023

YOUNG AMERICA CAPITAL, LLC

CRD#: 150443

MAMARONECK, NY

Past

April 24, 2018 - March 25, 2020

THINKEQUITY LLC

CRD#: 20996

New York, NY

Past

December 9, 2015 - April 20, 2018

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

September 5, 2012 - December 12, 2013

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

October 31, 2011 - August 13, 2012

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

January 31, 2011 - October 5, 2011

SSC NY CORP.

CRD#: 29804

NEW YORK, NY

Past

April 30, 2008 - January 19, 2011

SCARSDALE EQUITIES LLC

CRD#: 134602

NEW YORK, NY

Past

February 15, 2008 - May 1, 2008

SUMMER STREET RESEARCH PARTNERS

CRD#: 127142

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/2/2024)

Exams

State Security Law Exam

Series 63

Date: 10/25/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/21/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

D. BORAL CAPITAL

BENCHMARK INVESTMENTS, INC. | EF HUTTON LLC | D. BORAL CAPITAL LLC | D. BORAL CAPITAL | BENCHMARK INVESTMENTS, LLC

CRD#: 103792 / SEC#: , 8-52280

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

590 Madison Ave 39th Floor, New York, NY 10022

Mailing Address

590 Madison Ave 39th Floor, New York, NY 10022

Phone number

(212) 570-5150

Established

Nevada since 05/28/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DBCH PARTNERS LLC	SHAREHOLDER
AGRAWAL, SHARAD	CHIEF TECHNOLOGY OFFICER	5115964
BORAL, DAVID WALTER	CHIEF EXECUTIVE OFFICER	5340753
MERLIN, JARED	CHIEF COMPLIANCE OFFICER	4222427
WHALEN, RYAN JAMES	GENERAL COUNSEL	7457347
WIEDERLIGHT, PHILIP	CHIEF OPERATING OFFICER	5856024
WILDER, BRADLEY STEPHEN	FINOP	7497819

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

David Sans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Sans's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CAPITAL PARTNERS, LLC

YOUNG AMERICA CAPITAL, LLC

THINKEQUITY LLC

JOSEPH GUNNAR & CO. LLC

MERRIMAN CAPITAL, INC.

AEGIS CAPITAL CORP.

SSC NY CORP.

SCARSDALE EQUITIES LLC

SUMMER STREET RESEARCH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2008

Series 24

Date: 8/21/2025

FINRA

Current Firm

D. BORAL CAPITAL

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

D. BORAL CAPITAL

TRUST BUT VERIFY

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