John S. Szucs
Professional summary
John Steven Szucs, who also goes by John Szucs, is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 2 firms and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Steven Szucs's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2017 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 2910 - 181 Bay Street, Toronto, On, M5J 2T3February 5, 2008 - September 25, 2015
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2021)
(10/18/2019)
(6/2/2022)
(5/5/2021)
(3/23/2022)
(10/5/2020)
(5/3/2023)
(5/3/2023)
(3/26/2021)
Exams
Series 38
Date: 11/5/2007
Canada Module of the General Securities Registered Representative (Without Options Questions)FINRA
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072Toronto, On, M5J 2T3TRUST BUT VERIFY
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