Brett Jenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Jenson, who also goes by Brett J Jenson, Brett Julian Jenson, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2007. Brett had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2015 - March 26, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 11, 2015 - March 26, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 21, 2014 - November 10, 2015
CETERA INVESTMENT ADVISERS LLC
November 25, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
November 21, 2013 - November 10, 2015
CETERA INVESTMENT SERVICES LLC
January 10, 2013 - November 6, 2013
STRATEGIC ADVISERS LLC
December 7, 2012 - November 5, 2013
FIDELITY BROKERAGE SERVICES LLC
May 11, 2011 - November 14, 2012
E*TRADE SECURITIES LLC
November 13, 2007 - April 13, 2010
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
