Kevin L. Mishoe

ABSHER WEALTH MANAGEMENT

Chapel Hill, NC 27517

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CRD#: 5437254

Professional summary

Kevin L Mishoe, CFP®, who also goes by Kevin Lawrence Mishoe, Kevin Mishoe, is a registered financial advisor currently at ABSHER WEALTH MANAGEMENT, LLC located in Chapel Hill, North Carolina.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kevin has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Lawrence Mishoe | Kevin Mishoe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin L Mishoe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 20, 2019 - Present

ABSHER WEALTH MANAGEMENT, LLC

Office #1: 1450 Raleigh Road, Suite 105, Chapel Hill, NC 27517

RIA

CRD#: 304642

Chapel Hill, NC

Past

December 13, 2010 - November 25, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHAPEL HILL, NC

Past

November 16, 2010 - November 25, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHAPEL HILL, NC

Past

November 2, 2007 - October 11, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABSHER WEALTH MANAGEMENT, LLC

CRD#: 304642 / SEC#: 801-117177

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ABSHER WEALTH MANAGEMENT, LLC

CRD#: 304642 / SEC#: 801-117177

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

1450 Raleigh Road, Suite 105, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 283-2340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABSHER WEALTH MANAGEMENT FORM ADV PART 2A WRAP BROCHURE (9/26/2025)

ABSHER WEALTH MANAGEMENT FORM ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts	2,430
AUM (Assets Under Management)	$ 1,095,336,399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin L. Mishoe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin L Mishoe's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ABSHER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2010

Series 63

Date: 11/9/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2010

Series 6

Date: 11/1/2007

Current Firm

ABSHER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABSHER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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