Marc T. Thiele
Professional summary
Marc T Thiele, who also goes by Marc Travis Thiele, Marc Thiele, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Venice, Florida.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2007. Marc has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc T Thiele's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2020 - Present
EMPOWER FINANCIAL SERVICES, INC.
October 18, 2017 - November 9, 2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 2, 2014 - September 20, 2017
EMPOWER FINANCIAL SERVICES, INC.
January 12, 2011 - December 31, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 27, 2010 - July 27, 2010
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 27, 2010 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 2, 2009 - December 31, 2010
CHASE INVESTMENT SERVICES CORP.
July 2, 2009 - December 31, 2010
CHASE INVESTMENT SERVICES CORP.
January 2, 2009 - May 27, 2009
PRAIRIE CAPITAL MANAGEMENT, LLC
January 2, 2008 - May 27, 2009
GEORGE K. BAUM & COMPANY
November 5, 2007 - January 8, 2008
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2020)
(11/17/2020)
(1/30/2025)
(8/15/2025)
(11/18/2020)
(8/15/2025)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
