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LN

Lorraine Navarro

SEMINARIO SECURITIES
CORAL GABLES, FL 33134
Some features on this profile are disabled
CRD#: 5436751
LN

Professional summary

Lorraine Navarro is a registered financial professional currently at SEMINARIO SECURITIES located in Coral Gables, Florida.

Lorraine is registered as a RR (Registered Representative) and started their career in finance in 2014. Lorraine has worked at 2 firms and has passed the SIE, Series 7, Series 99 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorraine Navarro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2024 - Present

SEMINARIO SECURITIES

Office #1: 95 Merrick Way, Suite 516, Coral Gables, FL 33134
BD
CRD#: 315218
CORAL GABLES, FL
Past

October 31, 2014 - August 7, 2024

CREDICORP CAPITAL LLC

BD
CRD#: 136791
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/25/2024)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99
Date: 10/31/2014
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/16/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SEMINARIO SECURITIES
SEMINARIO SECURITIES | SEMINARIO SECURITIES LLC

CRD#: 315218 / SEC#: , 8-70773

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Mailing Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Phone number
(786) 292-0512
Established
Florida since 04/20/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEMINARIO SECURITIES HOLDINGS, INC.MEMBER
DIEGUEZ, MARLO ECEO5644954
RUBIO, IREANNA MELISSACHIEF COMPLIANCE OFFICER/AMLCO6507398

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEMINARIO SECURITIES

CRD#: 315218Coral Gables, FL 33134

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