JN
Jeffrey T. Nowak
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Virginia Beach, VA 23452
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CRD#: 5436201
JN
Professional summary
Jeffrey Thaddeus Nowak, who also goes by Jeffrey T Nowak, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Virginia Beach, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Virginia Beach, Virginia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey T Nowak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE FRIEDEN AGENCY, 277 BENDIX ROAD SUITE 500 VIRGINIA BEACH VA, 09/2024, INDEPENDENT INURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 100 HR/MO 100 HR/MO TRADING 2) SUGAR PLUM BAKERY, 1353 LASKIN ROAD VA BEACH VA, 01/2016, BOARD MEMBER, BAKERY, NIR, 4 HR/MO 2 HR/MO TRADING 3) THADDEUS J'S, 2205 SUMMERWIND CIR VIRGINIA BEACH VA, 12/2022, OWNER, REAL ESTATE, NIR, 1 HR/MO 1 HR/MO TRADING 4) DUKE OF WINDSOR PROPERTIES II, 12504 Northern Valley Crt, Herdon VA 20171, 01/2014, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 10/10/2024 6) FRIEDEN WEALTH MANAGEMENT, 277 Bendix Road Suite 500, Virginia Beach VA 23452, 10/2024, Agent, 1099, NIR, 10 HR/MO, 10 HR/MO TRADING. 7) CHOICE INSURANCE, 5544 Greenwich Road, Va Beach VA 23462, United States, 10/13/2024, Insurance, Insurance/Benefits/Human Resources, INV REL, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Thaddeus Nowak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 277 Bendix Rd. Ste. 500, Virginia Beach, VA 23452RIA
CRD#: 134139
Virginia Beach, VA
Current
October 10, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 277 Bendix Rd. Ste. 500, Virginia Beach, VA 23452BD
CRD#: 39543
Virginia Beach, VA
Past
November 17, 2015 - September 17, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
VIRGINIA BEACH, VA
Past
November 9, 2015 - September 17, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
VIRIGINIA BEACH, VA
Past
August 12, 2014 - August 7, 2015
LINCOLN INVESTMENT
RIA
CRD#: 519
GREENVILLE, NC
Past
August 12, 2014 - August 7, 2015
CAPITAL ANALYSTS
RIA
CRD#: 162200
GREENVILLE, NC
Past
July 31, 2014 - August 7, 2015
LINCOLN INVESTMENT
BD
CRD#: 519
GREENVILLE, NC
Past
February 27, 2008 - August 12, 2014
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
GREENVILLE, NC
Past
November 15, 2007 - August 12, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
GREENVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(10/10/2024)
RR
Virginia(10/10/2024)
IAR
Virginia(10/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Virginia Beach, VA 23452TRUST BUT VERIFY
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