Kari J. Cedergren

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CRD#: 5436088

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kari Jean Cedergren, CFP®, who also goes by Kari Jean Duncan, was a registered financial professional .

Kari is a previously registered financial professional and started their career in finance in 2010. Kari had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kari Jean Duncan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Past

January 22, 2018 - June 26, 2020

ALLODIUM INVESTMENT CONSULTANTS, LLC

RIA

CRD#: 135812

MINNEAPOLIS, MN

Past

January 21, 2014 - December 31, 2017

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ST CLOUD, MN

Past

April 28, 2010 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST CLOUD, MN

Past

March 18, 2010 - December 31, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLODIUM INVESTMENT CONSULTANTS, LLC

ALLODIUM INVESTMENT CONSULTANTS, LLC | TOUCHSTONE INVESTMENT CONSULTANTS, LLC

CRD#: 135812 / SEC#: 801-64508

RIA

Registered Investment Advisory firm - (7/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2010

General Securities Representative Examination

Current Firm

ALLODIUM INVESTMENT CONSULTANTS, LLC

ALLODIUM INVESTMENT CONSULTANTS, LLC | TOUCHSTONE INVESTMENT CONSULTANTS, LLC

CRD#: 135812 / SEC#: 801-64508

RIA

Registered Investment Advisory firm - (7/7/2005 Approved)

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Contact information

Main Address

500 Washington Avenue South Suite 4400, Minneapolis, MN 55415-1151

Mailing Address

Phone number

(612) 230-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	676
AUM (Assets Under Management)	$ 416,610,113

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/09/2025	Cover Page	Report
08/07/2024	Cover Page	Report
12/14/2023	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kari J. Cedergren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLODIUM INVESTMENT CONSULTANTS, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

ALLODIUM INVESTMENT CONSULTANTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2010

SIE

Date: 12/31/2017

Series 7

Date: 3/17/2010

Current Firm

ALLODIUM INVESTMENT CONSULTANTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLODIUM INVESTMENT CONSULTANTS, LLC

TRUST BUT VERIFY

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