JC
Joel T. Christman
EAGLE STRATEGIES LLC
GOLDEN, CO 80401
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CRD#: 5436054
JC
Professional summary
Joel Timothy Christman, who also goes by Joel Christman, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Golden, Colorado and NYLIFE SECURITIES LLC located in Golden, Colorado.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joel has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel Christman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Western Pines LLC, 19488 W 55th Drive, Golden, CO, 80403, starting 12/2014. I own two rental properties that provide housing to tenants. I receive rental income as compensation. I spent 1 hour/month on this activity. I have 50% ownership with my wife, Kristina Christman] [Wildcat 36 Capital LLC; I am a member of an LLC which owns an apartment building in Akron, OH.; 13882 Lake Avenue Lakewood, OH 44107; Start Date 07/2023; Role/Title: Member; Not Investment Related; .5 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 1120 Washington Ave Suite 200 Golden, CO 80401; Start Date 09/2024; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Golden Civic Foundation; To support civic development and provided community and civic grants and small business loans with the help of our partnerships, donations, and volunteers.; 1301 ARAPAHOE STREET #305 Golden, CO 80401; Start Date 05/2022; Role/Title: Board Member; Not Investment Related; 6 hours per month; 4 hours per month during securities trading hours; president]
CRS (Client Relationship Summary) - RIA
Click below to view Joel Timothy Christman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 1120 Washington Ave Suite 200, Golden, CO 80401RIA
CRD#: 110826
GOLDEN, CO
Current
December 8, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 1120 Washington Ave Suite 200, Golden, CO 80401BD
CRD#: 5167
Golden, CO
Past
May 21, 2008 - May 30, 2017
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
October 24, 2007 - May 6, 2008
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
OAKBROOK TERRACE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/9/2019)
RR
Colorado(12/8/2018)
IAR
Colorado(1/16/2021)
RR
District of Columbia(5/14/2021)
RR
Florida(8/10/2020)
RR
Hawaii(4/6/2021)
RR
Illinois(5/21/2021)
RR
Indiana(12/8/2018)
RR
Minnesota(3/24/2023)
RR
Nevada(11/13/2020)
RR
North Carolina(11/4/2020)
RR
Ohio(8/4/2020)
RR
Texas(4/8/2021)
IAR
Texas(4/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Golden, CO 80401TRUST BUT VERIFY
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