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VS

Vincent A. Sharpe

COVA CAPITAL PARTNERS LLC
Syosset, NY 11791
Some features on this profile are disabled
CRD#: 5435813
VS

Professional summary


Vincent Anthony Sharpe MR., who also goes by VIncent Ottomanelli-sharpe, Vincent Anthony Sharpe, Vincent Sharpe, is a registered financial professional currently at COVA CAPITAL PARTNERS LLC located in Syosset, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 2007. Vincent has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vincent Ottomanelli-Sharpe | Vincent Anthony Sharpe | Vincent Sharpe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Vincent Anthony Sharpe MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 25, 2024 - Present

COVA CAPITAL PARTNERS LLC

Office #1: 6851 Jericho Tpke Suite 205, Syosset, NY 11791
BD
CRD#: 109761
Syosset, NY
Past

August 14, 2023 - February 13, 2024

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
Hazlet, NJ
Past

October 15, 2019 - August 29, 2023

PHX FINANCIAL, INC.

BD
CRD#: 144403
NEW YORK, NY
Past

August 5, 2016 - October 18, 2019

AEGIS CAPITAL CORP.

BD
CRD#: 15007
Red Bank, NJ
Past

November 19, 2012 - August 8, 2016

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
RED BANK, NJ
Past

October 17, 2007 - November 20, 2012

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
RED BANK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/14/2024)
RR
California
(1/29/2024)
RR
Colorado
(8/15/2024)
RR
Connecticut
(3/12/2024)
RR
Florida
(1/25/2024)
RR
Illinois
(12/19/2024)
RR
Indiana
(3/18/2024)
RR
Maryland
(3/15/2024)
RR
Minnesota
(2/29/2024)
RR
Nevada
(3/12/2024)
RR
New Jersey
(1/25/2024)
RR
New York
(1/25/2024)
RR
North Carolina
(3/12/2024)
RR
Oklahoma
(3/14/2024)
RR
Pennsylvania
(2/1/2024)
RR
Rhode Island
(1/25/2024)
RR
South Carolina
(4/11/2024)
RR
Texas
(1/29/2024)
RR
Virginia
(3/13/2024)
RR
Washington
(2/15/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/26/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CC
COVA CAPITAL PARTNERS LLC
ALERE FINANCIAL | VENTURE CAPITAL CROSS | GREGORY O'CONNOR AND ASSOCIATES, LLC | COVA CAPITAL PARTNERS LLC | BANNOCKBURN PARTNERS, LLC | APEX MILLENNIUM GROUP, LLC

CRD#: 109761 / SEC#: , 8-53105

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
6851 Jericho Tpke Suite 205, Syosset, NY 11791
Mailing Address
6851 Jericho Tpke Suite 205, Syosset, NY 11791
Phone number
(917) 398-3033
Established
New York since 06/15/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AVCO CAPITAL CORP.OWNER
GIBSTEIN, EDWARD TAYLORCHIEF EXECUTIVE OFFICER ("CEO"), HEAD OF INVESTMENT BANKING1197295
STOUBER, RANDYFINOP1104531
WALKER, PATRICK THOMASCCO2107798

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COVA CAPITAL PARTNERS LLC

CRD#: 109761Syosset, NY 11791

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