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Raymond K. Peterson

TRUIST ADVISORY SERVICES
RALEIGH, NC 27604
Some features on this profile are disabled
CRD#: 5435100
RP

Professional summary

Raymond Kevin Peterson III, who also goes by Kevin R. Peterson III, R. Kevin Peterson III, Raymond K. Peterson, Kevin Peterson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Raymond has worked at 5 firms and has passed the Series 65, Series 66, Series 7TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevin R. Peterson Iii | R. Kevin Peterson Iii | Raymond K. Peterson | Kevin Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NORTH CAROLINA ADAPTED SPORTS POSITION: Board member NATURE: North Carolina Adapted Sports (NCAS) offers programs for athletes with physical disabilities. Founded in 2022, NCAS is a volunteer & community driven, 501(c)3 non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: Cary NC, United States DESCRIPTION: Historical duties as board member, since May 2023, involved general advice on programing, operations, fundraising, budgeting, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Kevin Peterson III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 3201 Beechleaf Court Fl 4, Raleigh, NC 27604
RIA
CRD#: 283390
RALEIGH, NC
Current

August 12, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 3201 Beechleaf Ct Fl 4, Raleigh, NC 27604
BD
CRD#: 17499
RALEIGH, NC
Past

December 5, 2022 - July 2, 2024

STERLING CAPITAL MANAGEMENT LLC

RIA
CRD#: 135405
Raleigh, NC
Past

June 15, 2011 - December 31, 2020

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

RIA
CRD#: 106156
GREENVILLE, SC
Past

November 21, 2007 - July 31, 2008

O'KEEFE SHAW & CO., INC.

BD
CRD#: 40820
BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/14/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
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Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)
TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts124,363
AUM (Assets Under Management)$ 67,736,740,585

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report
04/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

CRD#: 283390Raleigh, NC 27604

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