Kaleigh R. Prentice

PRENTICE FINANCIAL PLANNING

OLYMPIA, WA 98501

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CRD#: 5434979

Professional summary

Kaleigh Ruth Prentice, who also goes by Kaleigh Ruth Bishop, is a registered financial advisor currently at PRENTICE FINANCIAL PLANNING, LLC located in Olympia, Washington.

Kaleigh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kaleigh has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kaleigh Ruth Bishop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner; Rental ownership of 5033 Viewridge DR; Investment Related: No; Location: 98501; Description of the business: Ownership of a rental home at 5033 Viewridge Dr SE Olympia, WA 98501; Responsibilities Duties: Collecting rent from tenant, upkeep of rental home as needed.; Start date with business: 2020-04-01; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1%; Name of outside business: Cookie Making; Is the business investment related: No; Location of the business: 7825 Canterwood Dr SE Olympia WA 98513 USA; Description of the business: Making decorated sugar cookies, sometimes as a donation, sometimes for charge.; Position Title: Owner; Responsibilities Duties: Making and decorating cookies; Start date with business: 2023-05-03; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 35;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaleigh Ruth Prentice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2019 - Present

PRENTICE FINANCIAL PLANNING, LLC

Office #1: 2407 Pacific Avenue, Suite A, Olympia, WA 98501

RIA

CRD#: 286565

OLYMPIA, WA

Past

January 11, 2013 - July 9, 2013

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

OLYMPIA, WA

Past

January 11, 2013 - July 9, 2013

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

OLYMPIA, WA

Past

November 25, 2008 - July 26, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

OLYMPIA, WA

Past

June 25, 2008 - July 26, 2012

LPL FINANCIAL LLC

CRD#: 6413

OLYMPIA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/24/2008

General Securities Representative Examination

Current Firm

PRENTICE FINANCIAL PLANNING, LLC

PRENTICE FINANCIAL PLANNING | PRENTICE WEALTH MANAGEMENT, LLC | PRENTICE FINANCIAL PLANNING, LLC | PRENTICE FINANCIAL PLANNING LLC

CRD#: 286565 / SEC#:

Oregon

Registered Investment Advisory firm - (5/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2019 Conditional Restricted)

Washington

Registered Investment Advisory firm - (8/17/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2407 Pacific Avenue Suite A, Olympia, WA 98501

Mailing Address

Phone number

(360) 754-0490

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 87,254,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kaleigh R. Prentice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaleigh Ruth Prentice's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRENTICE FINANCIAL PLANNING, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2019

Series 66

Date: 11/24/2008

Series 7

Date: 6/24/2008

Current Firm

PRENTICE FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRENTICE FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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