Justin E. Breitfelder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Edward Breitfelder, who also goes by Justin Breitfelder, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2007. Justin had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2011 - July 6, 2012
CANNON FINANCIAL STRATEGISTS, INC.
August 5, 2010 - May 25, 2011
CANNON SECURITIES, INC.
January 12, 2009 - September 4, 2009
MML INVESTORS SERVICES, LLC
November 5, 2007 - September 4, 2009
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
CANNON FINANCIAL STRATEGISTS, INC.
CRD#: 133509 / SEC#: 801-79869
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANNON FINANCIAL STRATEGISTS, INC.
CRD#: 133509 / SEC#: 801-79869
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,140 |
| AUM (Assets Under Management) | $ 1,433,957,745 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
