RT
Robert Tirrell
PRINCIPAL ASSET MANAGEMENT
East Longmeadow, MA
Some features on this profile are disabled
CRD#: 5434402
RT
Professional summary
Robert Tirrell JR, who also goes by Robert Tirell Jr, is a registered financial advisor currently at PRINCIPAL ASSET MANAGEMENT located in East Longmeadow, Massachusetts and PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Des Moines, Iowa.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Tirell Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Town of East Longmeadow - Planning Committee Member. Attend monthly meetings after work hours to discuss growth and building in our town. 60 Center Square E Longmeadow, MA 01028. No compensation. Not investment related. 1-2 hrs per week, 0 hrs during trading. Effective 07/10/2023. 3) ABA - Book writing/Non-investment related/Co-Authoring a book on 529 Plans/Start Date: May 2018/Approximately 10 hours per month devoted to this business/0 hours during securities trading hours. 4) 529 Plans: What Every Investor Needs to Know - Co-Authoring a book on 529 Plans. 41 Evergreen Drive East Longmeadow, NJ 01028. 1 hrs per week, 0 hrs per week during trading. Effective 05/21/2018.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Tirrell JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2020 - Present
PRINCIPAL ASSET MANAGEMENT
RIA
CRD#: 109002
East Longmeadow, MA
Current
May 8, 2020 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 711 High Street, Des Moines, IA 50392BD
CRD#: 43261
DES MOINES, IA
Past
August 31, 2011 - April 14, 2020
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
EAST LONGMEADOW, MA
Past
August 31, 2011 - April 14, 2020
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
EAST LONGMEADOW, MA
Past
November 13, 2007 - August 17, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ASSET MANAGEMENT
ALIGNED INVESTORS | QUALITY CORE INVESTORS | PRINCIPAL PORTFOLIO STRATEGIES | PRINCIPAL ORIGIN | PRINCIPAL MORLEY | PRINCIPAL INVESTMENT SOLUTIONS | PRINCIPAL GLOBAL INVESTORS, LLC | PRINCIPAL GLOBAL INVESTORS | PRINCIPAL GLOBAL FIXED INCOME | PRINCIPAL GLOBAL EQUITIES | PRINCIPAL GLOBAL ASSET ALLOCATION STRATEGIES | PRINCIPAL GLOBAL ADVISORS | PRINCIPAL FIXED INCOME | PRINCIPAL FINISTERRE | PRINCIPAL FINANCIAL ADVISORS | PRINCIPAL EQUITIES | PRINCIPAL EDGE | PRINCIPAL DYNAMIC GROWTH | PRINCIPAL CLARITAS | PRINCIPAL CAPITAL MANAGEMENT LLC | PRINCIPAL CAPITAL | PRINCIPAL ASSET MANAGEMENT | PRINCIPAL ASSET ALLOCATION | PRINCIPAL ALTERNATIVE CREDIT | PRINCIPAL ALIGNED | MULTI-ASSET ADVISORS | MORLEY CAPITAL MANAGEMENT | MACRO CURRENCY GROUP | EDGE ASSET MANAGEMENT | COLUMBUS CIRCLE INVESTORS
CRD#: 109002 / SEC#: 801-55959
RIA
Registered Investment Advisory firm - (10/26/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2020)
RR
Alaska(1/5/2025)
RR
Arizona(1/5/2025)
RR
Arkansas(5/8/2020)
RR
California(1/5/2025)
RR
Colorado(1/5/2025)
RR
Connecticut(5/8/2020)
RR
Delaware(5/8/2020)
RR
District of Columbia(5/8/2020)
RR
Florida(5/8/2020)
RR
Georgia(5/8/2020)
RR
Hawaii(1/5/2025)
RR
Idaho(1/5/2025)
RR
Illinois(5/8/2020)
RR
Indiana(5/8/2020)
RR
Iowa(1/5/2025)
RR
Kansas(1/5/2025)
RR
Kentucky(5/8/2020)
RR
Louisiana(5/8/2020)
RR
Maine(5/8/2020)
RR
Maryland(5/8/2020)
RR
Massachusetts(5/8/2020)
IAR
Massachusetts(6/22/2020)
RR
Michigan(5/8/2020)
RR
Minnesota(5/8/2020)
RR
Mississippi(5/8/2020)
RR
Missouri(5/8/2020)
RR
Montana(1/5/2025)
RR
Nebraska(5/8/2020)
RR
Nevada(1/5/2025)
RR
New Hampshire(5/8/2020)
RR
New Jersey(5/8/2020)
RR
New Mexico(1/5/2025)
RR
New York(5/8/2020)
RR
North Carolina(5/8/2020)
RR
North Dakota(1/5/2025)
RR
Ohio(5/8/2020)
RR
Oklahoma(5/8/2020)
RR
Oregon(1/5/2025)
RR
Pennsylvania(5/8/2020)
RR
Rhode Island(5/8/2020)
RR
South Carolina(5/8/2020)
RR
South Dakota(1/5/2025)
RR
Tennessee(5/8/2020)
RR
Texas(1/5/2025)
RR
Utah(1/5/2025)
RR
Vermont(5/8/2020)
RR
Virginia(5/8/2020)
RR
Washington(1/5/2025)
RR
West Virginia(5/8/2020)
RR
Wisconsin(5/8/2020)
RR
Wyoming(1/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ASSET MANAGEMENT
ALIGNED INVESTORS | QUALITY CORE INVESTORS | PRINCIPAL PORTFOLIO STRATEGIES | PRINCIPAL ORIGIN | PRINCIPAL MORLEY | PRINCIPAL INVESTMENT SOLUTIONS | PRINCIPAL GLOBAL INVESTORS, LLC | PRINCIPAL GLOBAL INVESTORS | PRINCIPAL GLOBAL FIXED INCOME | PRINCIPAL GLOBAL EQUITIES | PRINCIPAL GLOBAL ASSET ALLOCATION STRATEGIES | PRINCIPAL GLOBAL ADVISORS | PRINCIPAL FIXED INCOME | PRINCIPAL FINISTERRE | PRINCIPAL FINANCIAL ADVISORS | PRINCIPAL EQUITIES | PRINCIPAL EDGE | PRINCIPAL DYNAMIC GROWTH | PRINCIPAL CLARITAS | PRINCIPAL CAPITAL MANAGEMENT LLC | PRINCIPAL CAPITAL | PRINCIPAL ASSET MANAGEMENT | PRINCIPAL ASSET ALLOCATION | PRINCIPAL ALTERNATIVE CREDIT | PRINCIPAL ALIGNED | MULTI-ASSET ADVISORS | MORLEY CAPITAL MANAGEMENT | MACRO CURRENCY GROUP | EDGE ASSET MANAGEMENT | COLUMBUS CIRCLE INVESTORS
CRD#: 109002 / SEC#: 801-55959
RIA
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Contact information
Main Address
801 Grand Ave, Des Moines, IA 50392-0001
Mailing Address
711 High Street, Des Moines, IA 50392-0001
Phone number
(800) 787-1621
Established
Firm type
Fiscal year end
# of Employees
1,350
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,399 |
| AUM (Assets Under Management) | $ 364,035,359,901 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/28/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
