JS
John J. Scanlon
CETERA INVESTMENT ADVISERS LLC
VILLA PARK, IL 60181
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CRD#: 5434100
JS
Professional summary
John Joseph Scanlon, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Villa Park, Illinois and CETERA WEALTH SERVICES, LLC located in Villa Park, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES & LIFE FROM OAKBROOK TERRACE, IL BUSINESS ADDRESS FOR 1 WKDY HR/WK SINCE 06/2010.
2. JSKBM PROPERTIES LLC - PROPERTY MANAGEMENT FROM GLEN ELLYN, IL FOR 1 WKDY HR/WK SINCE 9/2006.
3. OWNER, ZYNTEX, INC. TO CONDUCT IT, SALES OR MARKETING WORK, IT FOR GOOGLE AD REVENUE FROM SOME WEBSITES FROM WESTERN SPRINGS, IL FOR 1 EVE/WKND HR/WK SINCE 6/1999.
4. CHICAGO WEALTH MANAGEMENT GROUP, LLC FOR 10HRS/WK & 5HRS EVENING & WKENDS SINCE 3/2012.
5. NAME OF OTHER BUSINESS: ASSOCIATION OF FINANCIAL EDUCATORS
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL EDUCATION
START DATE: 7/2018
POSITION/TITLE/RELATIONSHIP: INSTRUCTOR
APX NUMBER OF HOURS PER WEEK: .50
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: CONDUCT FINANCIAL EDUCATION CLASSES
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Scanlon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 160 S Myrtle Ave, Suite 101, Villa Park, IL 60181Office #2: 1415 W 22nd St Tower Floor, Oak Brook, IL 60523Office #3: 1901 N Roselle Road Suite 800, Schaumburg, IL 60195Office #4: 205 N Michigan Ave Ste 810, Chicago, IL 60601RIA
CRD#: 105644
VILLA PARK, IL
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 160 S Myrtle Ave, Suite 101, Villa Park, IL 60181Office #2: 1901 N Roselle Road Suite 800, Schaumburg, IL 60195Office #3: 205 N Michigan Ave Ste 810, Chicago, IL 60601Office #4: 1415 W 22nd St Tower Floor, Oak Brook, IL 60523BD
CRD#: 13572
Villa Park, IL
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHICAGO, IL
Past
October 14, 2008 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
OAKBROOK TERRACE, IL
Past
July 7, 2008 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
OAKBROOK TERRACE, IL
Past
January 8, 2008 - April 25, 2008
LAMBERT CLARK GROUP LLC
RIA
CRD#: 144889
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/3/2013)
RR
Florida(9/3/2013)
RR
Illinois(9/3/2013)
IAR
Illinois(6/29/2023)
RR
Indiana(9/3/2013)
RR
Maryland(11/18/2019)
RR
Michigan(11/23/2020)
RR
Nevada(4/8/2021)
RR
New York(1/3/2018)
RR
Ohio(1/2/2014)
RR
Pennsylvania(7/27/2020)
RR
Tennessee(1/11/2016)
RR
Texas(11/23/2015)
IAR
Texas(6/29/2023)
RR
Wisconsin(1/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
