Michelle L. Mixell
Professional summary
Michelle L Mixell, who also goes by Michelle Lois Mixell, Michelle Lois Perkins, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Milton, Georgia.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2010. Michelle has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle L Mixell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12640 Crabapple Rd., Ste. 300, Milton, GA 30004Office #2: 12640 Crabapple Rd. Ste 300, Milton, GA 30004May 1, 2019 - October 11, 2019
FSC SECURITIES CORPORATION
October 24, 2018 - April 18, 2019
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
November 18, 2016 - July 7, 2017
SANCTUARY SECURITIES, INC.
April 17, 2013 - November 28, 2016
WELLS FARGO CLEARING SERVICES, LLC
April 9, 2012 - November 28, 2016
WELLS FARGO CLEARING SERVICES, LLC
June 27, 2011 - October 13, 2011
MORGAN STANLEY
January 12, 2010 - March 7, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2019)
(10/4/2019)
(7/28/2022)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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