WA
William J. Aldrich
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Henderson, NV 89052
Some features on this profile are disabled
CRD#: 5433765
WA
Professional summary
William Joseph Aldrich, who also goes by Bill Joseph Aldrich, Billy Joseph Aldrich, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Henderson, Nevada and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Henderson, Nevada.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. William has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Joseph Aldrich | Billy Joseph Aldrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALDRICH INVESTMENT MANAGEMENT, 10120 S EASTER AVE STE 230 HENDERSON NV, 10/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2018, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) SDBA PROS, HENDERSON NV, 01/2024, IAR, DBA, INV REL, 40 HR/MO 20 HR/MO TRADING 4) BILL ALDRICH, HENDERSON NV, 03/2024, BROKER, SPORTS TICKETS, NIR, 4 HR/MO 0 HR/MO TRADING 5) 401K MAX, 6 Glade Water Drive, Henderson NV 89052, United States, 07/31/2024, IAR, INV REL, 10 HR/MO 4 HR/MO TRADING 6) EFT MAX, 6 Glade Water Drive, Henderson NV 89052, United States, 07/31/2024, IAR, INV REL, 10 HR/MO 4 HR/MO TRADING 7) MAX INVESTMENTS, 6 Glade Water Drive, Henderson NV 89052, United States, 07/31/2024, Name for Marketing Services, NIR, 0 HR/MO 0 HR/MO TRADING 8) 401K SEARCH, 6 Glade Water Drive, Henderson NV 89052, United States, 07/31/2024, Marketing Name, INV REL, 5 HR/MO 2 HR/MO TRADING 9) 401K CHECK, 6 Glade Water Drive, Henderson NV 89052, United States, 07/31/2024, Marketing Name, INV REL, 5 HR/MO 2 HR/MO TRADING 10) ANNUITY CHECKUP, Henderson NV 89052, United States, 07/15/2024, Owner, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO 10 HR/MO TRADING 11) ALDRICH INVESTMENT MANAGEMENT, 10120 S. Eastern Ave, Suite 200, Henderson NV 89052, 01/2025, AGENT, LEGAL SERVICES, NIR, 2 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view William Joseph Aldrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 10120 S Eastern Ave. Ste 300, Henderson, NV 89052RIA
CRD#: 134139
Henderson, NV
Current
January 2, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 10120 S Eastern Ave. Ste 200, Henderson, NV 89052BD
CRD#: 39543
Henderson, NV
Past
October 21, 2016 - January 4, 2018
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
HENDERSON, NV
Past
November 5, 2014 - January 4, 2018
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
HENDERSON, NV
Past
November 19, 2013 - June 16, 2014
WEDBUSH SECURITIES INC.
RIA
CRD#: 877
HENDERSON, NV
Past
October 28, 2013 - June 16, 2014
WEDBUSH SECURITIES INC.
BD
CRD#: 877
HENDERSON, NV
Past
August 1, 2008 - March 4, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
HENDERSON, NV
Past
July 16, 2008 - March 4, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
HENDERSON, NV
Past
October 29, 2007 - May 19, 2008
JACKSON KOHLE & CO.
BD
CRD#: 17788
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2021)
RR
California(2/27/2018)
RR
Colorado(2/20/2024)
RR
Idaho(2/27/2018)
RR
Minnesota(7/22/2021)
RR
Nevada(1/2/2018)
IAR
Nevada(1/5/2018)
RR
Ohio(2/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
