Cindy Law
Professional Summary
Cindy Law, who also goes by Ching Ching Yap, Cindy Yap, was a registered financial advisor. Cindy was a previously registered financial professional and started their career in finance 2008 - 2023. Cindy had worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ching Ching Yap, Cindy Yap
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
WESCOM FINANCIAL SERVICES | WESCOM FINANCIAL SERVICES, LLC | WESCOM FINANCIAL SERVICES LLC
Contact Information
Main Address
5601 E. La Palma Ave, Anaheim, CA 92807Phone Number
888-879-0558 EXT. 5104Established
California since 01/22/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
31Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,138AUM (Assets Under Management)
$226,085,019Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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