Keith Brian Pipes
Professional Summary
Keith Brian Pipes was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 1986 - 2023. Keith had worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
WESCOM FINANCIAL SERVICES | WESCOM FINANCIAL SERVICES, LLC | WESCOM FINANCIAL SERVICES LLC
Contact Information
Main Address
5601 E. La Palma Ave, Anaheim, CA 92807Phone Number
888-879-0558 EXT. 5104Established
California since 01/22/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
31Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,138AUM (Assets Under Management)
$226,085,019Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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