Robert H. Parrilla
Professional summary
Robert Henry Parrilla, who also goes by Rob Parrilla, is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Henry Parrilla's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2017 - Present
WALL STREET ACCESS
Office #1: 100 Wall Street, Suite 804, New York, NY 10005August 13, 2015 - August 1, 2017
CG CAPITAL MARKETS, LLC
December 26, 2013 - July 30, 2015
CAPITAL GUARDIAN, LLC
October 1, 2013 - December 18, 2013
SECUREVEST FINANCIAL GROUP
April 13, 2012 - September 16, 2013
PERSHING LLC
March 30, 2012 - September 16, 2013
BNY MELLON CAPITAL MARKETS, LLC
November 26, 2008 - April 3, 2012
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2017)
(7/31/2017)
Exams
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
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