Jesse R. Boles
Professional summary
Jesse Richard Boles, who also goes by Jesse R Boles, Jesse Richard Boles, Jesse Boles, is a registered financial advisor currently at WESTEND ADVISORS, LLC located in Middletown, New Jersey and VICTORY CAPITAL SERVICES, INC. located in Charlotte, North Carolina.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jesse has worked at 9 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Richard Boles's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
WESTEND ADVISORS, LLC
April 14, 2025 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 1001 Morehead Square Drive Suite 600, Charlotte, NC 28203January 15, 2020 - October 3, 2023
EQUITABLE DISTRIBUTORS, LLC
February 12, 2014 - September 18, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2014 - September 18, 2018
WELLS FARGO CLEARING SERVICES, LLC
November 1, 2012 - December 23, 2013
PNC WEALTH MANAGEMENT LLC
November 1, 2012 - December 23, 2013
PNC WEALTH MANAGEMENT LLC
February 28, 2011 - September 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 2011 - September 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 2010 - January 24, 2011
ADP BROKER-DEALER, INC.
April 14, 2009 - July 12, 2010
UBS FINANCIAL SERVICES INC.
May 5, 2008 - July 12, 2010
UBS FINANCIAL SERVICES INC.
January 9, 2008 - April 29, 2008
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
WESTEND ADVISORS, LLC
CRD#: 133279 / SEC#: 801-63626
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
WESTEND ADVISORS, LLC
CRD#: 133279 / SEC#: 801-63626
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,002 |
| AUM (Assets Under Management) | $ 1,699,961,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
