AG
Alexander A. Garrett
CETERA INVESTMENT ADVISERS LLC
TROY, MI 48084
Some features on this profile are disabled
CRD#: 5432120
AG
Professional summary
Alexander Allison-taylor Garrett, who also goes by Alexander Garrett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Troy, Michigan and CETERA WEALTH SERVICES, LLC located in Troy, Michigan.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Alexander has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Garrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: HORIZON WEALTH MANAGEMENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; DBA/FINANCIAL SERVICES; CO-OWNER; 6/24/2013; 40; 40; INSURANCE & INVESTMENT SERVICES| 2) NAME OF ENTITY: HEIDI ALLISON SHANE (MOTHER); No; 970 ROCHESTER RD; LEONARD; MI; 48367; RENTAL PROPERTIES; MAINTENANCE; 3/24/2016; 20; 10; MAINTAIN RENTAL PROPERTIES AS NEEDED| 3) NAME OF ENTITY: HORIZON ADVISERS; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; FINANCIAL PLANNER; 4/1/2016; 160; 160; SALE OF FIXED INSURANCE,SECURITIES,INVESTMENT PRODUCTS/GENERAL CPA PRACTICE. Horizon Adviser University (HAU) is part of the Horizon Adviser DBA, and the purpose of HAU is to educate. We keep our approved videos, podcast, blogs, ECT all here in one central place| 4) NAME OF ENTITY: ANNUITYCOMPETE.COM; Yes; 970 ROCHESTER RD; LEONARD; MI; 48367; FIXED INSURANCE; PARTNER; 3/24/2016; 20; 5; WEB BASED COMPANY SELLING FIXED INSURANCE PRODUCTS| 5) NAME OF ENTITY: WILD WEST VENTURES, INC; No; 301 WILLIAM ST; ROCHESTER; MI; 48307; START UP COMPANIES; PARTNER; 3/30/2016; 20; 5; ESTABLISH & DEVELOP COMPANIES.| 6) NAME OF ENTITY: Lynn Consulting, Inc.; No; 970 ROCHESTER RD; LEONARD; MI; 48367; S-COPR; Owner; 1/1/2012; 1; 0; FOR TAX PURPOSE ONLY| 7) NAME OF ENTITY: Allison-Taylor, Inc.; No; 301 WILLIAM ST; ROCHESTER; MI; 48307; Job Reference Checking; Manager; 1/1/2002; 15; 0; Manager of partnership program| 8) NAME OF ENTITY: Independent Insurance Agent; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FIXED INSURANCE SALES; Independent Insurance Agent; 4/3/2013; 40; 40; SALES OF FIXED INSURANCE PRODUCTS| 9) NAME OF ENTITY:MICHIGAN INSURANCE AND FINANCIAL SERVICES; Yes; 45136 Cass Ave; Utica; MI; 48317; PROPERTY AND CASULTY INSURANCE; INDEPENDENT INSURANCE AGENT; 3/31/2019; 20; 20; manage relation ship and marketing efforts to on board new prospects and clients.| 10) NAME OF OTHER BUSINESS: DRAGONFIRE HOLDINGS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: MANAGING 5 KEY EMPLOYEES, HOLDING COMPANY FOR 3 BUSINESSES;
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Allison-taylor Garrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 50 W Big Beaver Rd Suite 600, Troy, MI 48084RIA
CRD#: 105644
TROY, MI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 50 W Big Beaver Rd Suite 600, Troy, MI 48084BD
CRD#: 13572
TROY, MI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 15, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TROY, MI
Past
April 4, 2013 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TROY, MI
Past
October 10, 2012 - March 28, 2013
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
STERLING HEIGHTS, MI
Past
March 7, 2012 - October 3, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
SOUTHFIELD, MI
Past
August 4, 2010 - March 6, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STERLING HEIGHTS, MI
Past
April 25, 2008 - February 3, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
STERLING HEIGHTS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/2/2025)
RR
Colorado(2/28/2022)
RR
Florida(6/10/2021)
RR
Georgia(3/25/2024)
RR
Illinois(3/18/2024)
RR
Michigan(6/9/2021)
IAR
Michigan(6/29/2023)
RR
Pennsylvania(1/3/2023)
RR
Tennessee(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
