KB
Katherine E. Bennett
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Overland Park, KS 66210
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CRD#: 5431995
KB
Professional summary
Katherine Elizabeth Bennett, ChFC®, who also goes by Katie Elizabeth Bennett, Katie Elizabeth Ekedahl, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Overland Park, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Overland Park, Kansas.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Katherine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Elizabeth Bennett | Katie Elizabeth Ekedahl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KATHERINE BENNETT- SOLE PROPRIETOR, 25035 W 105TH TER, OLATHE KS,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/08, INV REL, 10/WK- 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. 04/24/20, INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3) FINANCIAL DESIGNS INC., 11225 College Blvd, Ste 300, Overland Park KS 66210, United States, 04/24/2020, Partner, DBA Name, INV REL, 180 HR/MO - 120 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Elizabeth Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 24, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 11225 College Blvd. Ste. 300, Overland Park, KS 66210RIA
CRD#: 134139
Overland Park, KS
Current
April 24, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11225 College Blvd Ste 300, Overland Park, KS 66210BD
CRD#: 39543
Overland Park, KS
Past
January 11, 2013 - April 28, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Overland Park, KS
Past
October 12, 2012 - April 28, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Overland Park, KS
Past
February 25, 2008 - October 3, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
OVERLAND PARK, KS
Past
December 10, 2007 - October 3, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/25/2023)
RR
Arkansas(4/24/2020)
RR
California(4/24/2020)
RR
Colorado(4/24/2020)
RR
Connecticut(1/2/2024)
RR
Florida(4/24/2020)
RR
Illinois(4/24/2020)
RR
Indiana(4/24/2020)
RR
Kansas(4/24/2020)
IAR
Kansas(4/24/2020)
RR
Louisiana(11/3/2021)
RR
Michigan(4/24/2020)
RR
Minnesota(4/24/2020)
RR
Missouri(4/24/2020)
RR
New York(4/24/2020)
RR
North Carolina(4/25/2023)
RR
Ohio(4/24/2020)
RR
Oklahoma(4/24/2020)
RR
Oregon(4/24/2020)
RR
Pennsylvania(4/24/2020)
RR
South Carolina(9/4/2025)
RR
Tennessee(2/2/2021)
RR
Texas(4/24/2020)
IAR
Texas(4/24/2020)
RR
Utah(4/24/2020)
RR
Virginia(11/3/2021)
RR
Washington(4/24/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Overland Park, KS 66210TRUST BUT VERIFY
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