Phillip S. Bennett

JENSEN INVESTMENT MANAGEMENT

Tiburon, CA

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CRD#: 5430973

Professional summary

Phillip Steven Bennett, who also goes by Phil Bennett, Phillip Bennett, is a registered financial advisor currently at JENSEN INVESTMENT MANAGEMENT INC. located in Tiburon, California and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Phillip has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Bennett | Phillip Bennett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jensen Investment Management; Investment Related; Tiburon, CA; Began 07/2022; Sales; Director; Lead the institutional sales and client service effort; 160 hours per month with zero hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Steven Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2022 - Present

JENSEN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 105281

Tiburon, CA

Current

August 22, 2022 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

March 29, 2019 - August 10, 2022

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

SANTA FE, NM

Past

June 8, 2018 - August 10, 2022

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

April 26, 2013 - December 22, 2017

BNY MELLON SECURITIES CORPORATION

CRD#: 231

SAN FRANCISCO, CA

Past

February 3, 2012 - December 6, 2012

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

November 26, 2007 - January 18, 2012

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

BERKELEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JENSEN INVESTMENT MANAGEMENT INC.

JENSEN INIVESTMENT MANAGEMENT INC. | JENSEN INVESTMENT MANAGEMENT INC. | JENSEN INVESTMENT MANAGEMENT INC

CRD#: 105281 / SEC#: 801-32726

RIA

Registered Investment Advisory firm - (8/19/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/22/2022)

Alaska
(8/22/2022)

Arizona
(8/22/2022)

Arkansas
(8/22/2022)

California
(8/22/2022)

IAR

California
(9/14/2022)

Colorado
(8/22/2022)

Connecticut
(8/22/2022)

Delaware
(8/22/2022)

District of Columbia
(8/22/2022)

Florida
(8/22/2022)

Georgia
(8/22/2022)

Hawaii
(8/22/2022)

Idaho
(8/22/2022)

Illinois
(8/22/2022)

Indiana
(8/22/2022)

Iowa
(8/22/2022)

Kansas
(8/22/2022)

Kentucky
(8/22/2022)

Louisiana
(8/22/2022)

Maine
(8/22/2022)

Maryland
(8/22/2022)

Massachusetts
(8/22/2022)

Michigan
(8/22/2022)

Minnesota
(8/22/2022)

Mississippi
(8/22/2022)

Missouri
(8/22/2022)

Montana
(8/22/2022)

Nebraska
(8/22/2022)

Nevada
(8/22/2022)

New Hampshire
(8/22/2022)

New Jersey
(8/22/2022)

New Mexico
(8/22/2022)

New York
(8/22/2022)

North Carolina
(8/22/2022)

North Dakota
(8/22/2022)

Ohio
(8/22/2022)

Oklahoma
(8/22/2022)

Oregon
(8/22/2022)

Pennsylvania
(8/22/2022)

Rhode Island
(8/22/2022)

South Carolina
(8/22/2022)

South Dakota
(8/22/2022)

Tennessee
(8/22/2022)

Texas
(8/22/2022)

Utah
(8/22/2022)

Vermont
(8/22/2022)

Virginia
(8/22/2022)

Washington
(8/22/2022)

West Virginia
(8/22/2022)

Wisconsin
(8/22/2022)

Wyoming
(8/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/23/2007

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 7/2/2007

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

JENSEN INVESTMENT MANAGEMENT INC.

JENSEN INIVESTMENT MANAGEMENT INC. | JENSEN INVESTMENT MANAGEMENT INC. | JENSEN INVESTMENT MANAGEMENT INC

CRD#: 105281 / SEC#: 801-32726

RIA

Registered Investment Advisory firm - (8/19/1988 Approved)

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Contact information

Main Address

5500 Meadows Road Suite 200, Lake Oswego, OR 97035-3623

Mailing Address

Phone number

(503) 726-4384

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JENSEN INVESTMENT MANAGEMENT, INC. FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	994
AUM (Assets Under Management)	$ 11,237,215,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip S. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Steven Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

BNY MELLON SECURITIES CORPORATION

FORESIDE FUND SERVICES, LLC

FUNDS DISTRIBUTOR, LLC

Primary Firm SEC Registration

JENSEN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2019

Series 63

Date: 3/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/23/2007

Series 3

Date: 7/2/2007

FINRA

Current Firm

JENSEN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JENSEN INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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