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Jeffrey Francis Sobczynski

FRONTIER SECURITIES
Richmond, VA
·CRD# 5430558·17 years experience

Professional Summary

Jeffrey Francis Sobczynski, who also goes by Jeffrey F Sobczynski, is a registered financial advisor currently at FRONTIER SECURITIES located in Richmond, Virginia. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 4 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeffrey F Sobczynski

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

FRONTIER SECURITIES·CRD# 136102
BD
1. 3307 Church Road, Suite 220, Richmond, VA 232332. 3307 Church Road Suite 220, Richmond, VA 23233
January 17, 2025 - Present
ACCORD CAPITAL PARTNERS LLC·CRD# 166498
BD
Chicago, IL
September 9, 2013 - June 9, 2022
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CRD# 111135
RIA
Chicago, IL
April 13, 2010 - February 26, 2013
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
December 17, 2008 - February 26, 2013

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Current Firm

FS
FRONTIER SECURITIES

FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: 8-66972
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone Number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS LLCMANAGING MEMBER—
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2014About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Francis Sobczynski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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