Ryan A. Hughes

BULL OAK CAPITAL

RANCHO SANTA FE, CA 92067-5752

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CRD#: 5430536

Professional summary

Ryan Anthony Hughes, who also goes by Ryan A Hughes, is a registered financial advisor currently at BULL OAK CAPITAL, LLC located in Rancho Santa Fe, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan A Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ryan A. Hughes is a member of The Wealth Fix, LLC. This activity started in September 2022 with approximately 3-5 hours per week outside of trading hours spent developing a podcast involving financial advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Anthony Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2014 - Present

BULL OAK CAPITAL, LLC

Office #1: 16236 San Dieguito Rd. Ste 4-22, Rancho Santa Fe, CA 92067-5752

RIA

CRD#: 170325

RANCHO SANTA FE, CA

Past

May 5, 2010 - July 2, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WOODLAND HILLS, CA

Past

May 4, 2010 - July 2, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WOODLAND HILLS, CA

Past

June 1, 2009 - April 26, 2010

MORGAN STANLEY

RIA

CRD#: 149777

VALENCIA, CA

Past

June 1, 2009 - April 26, 2010

MORGAN STANLEY

CRD#: 149777

VALENCIA, CA

Past

January 8, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

VALENCIA, CA

Past

October 27, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

VALENCIA, CA

Past

May 13, 2008 - October 21, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA MONICA, CA

Past

April 11, 2008 - October 21, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BULL OAK CAPITAL, LLC

BULL OAK | HUGHES, RYAN | BULL OAK CAPITAL, LLC

CRD#: 170325 / SEC#: 801-124736

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

California

Registered Investment Advisory firm - (6/18/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/20/2014)

IAR

Texas
(8/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 11/21/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/10/2008

General Securities Representative Examination

Current Firm

BULL OAK CAPITAL, LLC

BULL OAK | HUGHES, RYAN | BULL OAK CAPITAL, LLC

CRD#: 170325 / SEC#: 801-124736

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

California

Registered Investment Advisory firm - (6/18/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

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Contact information

Main Address

16236 San Dieguito Rd. Ste 4-22, Rancho Santa Fe, CA 92067-5752

Mailing Address

Po Box 675752, Rancho Santa Fe, CA 92067-5752

Phone number

(858) 999-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BULL OAK CAPITAL - FORM ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 196,175,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan A. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Anthony Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BULL OAK CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2008

Series 31

Date: 11/21/2008

Series 7

Date: 4/10/2008

Current Firm

BULL OAK CAPITAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BULL OAK CAPITAL, LLC

TRUST BUT VERIFY

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