TG
Terry T. Galloway
WEALTH MANAGEMENT
Elwood, NE 68937
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CRD#: 5430159
TG
Professional summary
Terry Thomas Galloway is a registered financial advisor currently at WEALTH MANAGEMENT located in Elwood, Nebraska.
Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Terry has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GO Consolidated Industries, LTD - Not investment related - 309 Smith Ave Elwood, NE - rental real estate - General & limited Partner - 9/2016 - Approx. 1 hour monthly/0 hours during securities trading hours - Assist with rental activities. Galloway Holdings, LLC - not investment related - 309 Smith Ave Elwood, NE - rental real estate - Sole Member - 7/2013 - Approx. 1 hour monthly/0 hours during securities trading hours - assist with rental activities. Nebraska State Fair 1868 Foundation - Nonprofit Corporation - not investment related - PO Box 80698 Lincoln, NE 68501 - Treasurer - Start date 2016 - Approx. 2 hours monthly/Approx. 0 hours monthly during securities trading hours - acting treasurer for the organization Galloway Financial Advisors, INC - not investment related - 309 Smith Ave Elwood, NE - President/Owner - Approx 120 hours monthly/Approx 120 hours during security trading hours - Business Consulting G & B Outdoors, LLC - Not investment related - 309 Smith Ave Elwood, NE - farm land - Sole Member - Approx. 1 hour monthly/0 hours during securities trading hours. TG Enterprises LLC - Not investment related - 309 Smith Ave Elwood, NE - fishing guide services - Sole Member - Approx. 1 hour monthly/0 hours during securities trading hours - Provide Fishing Guide Services
CRS (Client Relationship Summary) - RIA
Click below to view Terry Thomas Galloway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2007 - Present
WEALTH MANAGEMENT
Office #1: 307 Smith Avenue, Elwood, NE 68937RIA
CRD#: 137080
Elwood, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(10/15/2007)
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
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Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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