Patrick M. Randall

SHP WEALTH MANAGEMENT

Plymouth, MA 02360

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CRD#: 5429822

Professional summary

Patrick Michael Randall, who also goes by Patrick Randall, is a registered financial advisor currently at SHP WEALTH MANAGEMENT, LLC located in Plymouth, Massachusetts.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Randall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Patrick Michael Randall is an independent licensed insurance agent with SHP Financial. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. SWML always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of SWML in connection with such individual's activities outside of SWML.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Randall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2018 - Present

SHP WEALTH MANAGEMENT, LLC

Office #1: 225 Water St Suite C210, Plymouth, MA 02360

RIA

CRD#: 174697

Plymouth, MA

Past

November 23, 2016 - September 19, 2018

NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

RIA

CRD#: 133096

NORTH ANDOVER, MA

Past

May 2, 2014 - May 1, 2015

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

April 30, 2014 - December 31, 2016

CITY POINT WEALTH MANAGEMENT

RIA

CRD#: 170644

WINCHESTER, MA

Past

February 4, 2011 - March 31, 2014

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NORTH ANDOVER, MA

Past

June 29, 2009 - April 17, 2014

NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

RIA

CRD#: 133096

NORTH ANDOVER, MA

Past

June 9, 2009 - February 4, 2011

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

NORTH ANDOVER, MA

Past

January 16, 2008 - February 4, 2011

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

NORTH ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHP WEALTH MANAGEMENT, LLC

SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC

CRD#: 174697 / SEC#: 801-108679

RIA

Registered Investment Advisory firm - (11/29/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/3/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2008

General Securities Representative Examination

Current Firm

SHP WEALTH MANAGEMENT, LLC

SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC

CRD#: 174697 / SEC#: 801-108679

RIA

Registered Investment Advisory firm - (11/29/2016 Approved)

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Contact information

Main Address

225 Water St Suite C210, Plymouth, MA 02360

Mailing Address

Phone number

(508) 746-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - SHP WEALTH MANAGEMENT LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	7,093
AUM (Assets Under Management)	$ 1,496,875,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick M. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

APW CAPITAL, INC.

CITY POINT WEALTH MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

SHP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2009

Series 63

Date: 3/3/2008

SIE

Date: 5/1/2015

Series 7

Date: 1/14/2008

Current Firm

SHP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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