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BL

Beny Lee

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CRD#: 5428786
BL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beny Lee was a registered financial professional .

Beny is a previously registered financial professional and started their career in finance in 2007. Beny had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 24, 2019 - October 15, 2021

FINPOSTFIN LLC

BD
CRD#: 297463
NEW YORK, NY
Past

June 7, 2016 - August 4, 2025

MAXIM FINANCIAL ADVISORS LLC

RIA
CRD#: 139366
NEW YORK, NY
Past

February 22, 2013 - August 4, 2025

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

December 13, 2007 - January 8, 2008

OPUS TRADING FUND LLC

BD
CRD#: 125204
JERICHO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/2013
General Securities Principal Examination

Current Firm

FL
FINPOSTFIN LLC
FINPOSTFIN LLC | M VEST LLC

CRD#: 297463 / SEC#: , 8-70141

BD
Terminated by SEC on 03/23/2022
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 05/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MAXIM PARTNERS LLCMEMBER
MJR INC.MEMBER
EVANS, TIPTONCHIEF COMPLIANCE OFFICER6118339
MURPHY, TIMOTHY GERARDFINOP/CFO1836629
SERGIO, JOHN PETERCOO1474341
TELLER, CLIFFORD ADAMCEO4631188

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINPOSTFIN LLC

CRD#: 297463

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