James B. Morris

THE LLOYD ADVISORY GROUP

Suwanee, GA 30024

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CRD#: 5428483

Professional summary

James Blake Morris, CFP®, who also goes by Blake Morris, is a registered financial advisor currently at THE LLOYD ADVISORY GROUP located in Suwanee, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Blake Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE LLOYD GROUP, INC. - INSURANCE AGENCY - INVESTMENT-RELATED - 3575 LAWRENCEVILLE SUWANEE ROAD, SUWANEE, GA 30024 - INSURANCE AGENT - SALE OF INSURANCE PRODUCTS - START DATE: 10/2006 - 85 HOURS/MONTH, 65 DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Blake Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

July 7, 2009 - Present

THE LLOYD ADVISORY GROUP

Office #1: 3575 Lawrenceville Suwanee Road, Suwanee, GA 30024

RIA

CRD#: 150582

Suwanee, GA

Past

May 7, 2009 - June 15, 2009

ENVISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 143667

SUWANEE, GA

Past

February 19, 2008 - December 31, 2008

ENVISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 143667

SUWANEE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LLOYD ADVISORY GROUP

LLOYD ADVISORY SERVICES, LLC | THE LLOYD GROUP | THE LLOYD ADVISORY GROUP

CRD#: 150582 / SEC#: 801-117056

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (10/31/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (12/12/2017 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/7/2009)

IAR

Louisiana
(1/9/2023)

IAR

Texas
(1/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2007

Uniform Investment Adviser Law Examination

Current Firm

THE LLOYD ADVISORY GROUP

LLOYD ADVISORY SERVICES, LLC | THE LLOYD GROUP | THE LLOYD ADVISORY GROUP

CRD#: 150582 / SEC#: 801-117056

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (10/31/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (12/12/2017 Terminated)

Texas

Registered Investment Advisory firm - (8/28/2019 Terminated)

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Contact information

Main Address

3575 Lawrenceville Suwanee Road, Suwanee, GA 30024

Mailing Address

Phone number

(770) 932-0387

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LLOYD ADVISORY SERVICES, LLC ADV 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,660
AUM (Assets Under Management)	$ 371,771,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Blake Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LLOYD ADVISORY GROUP

ENVISION INVESTMENT ADVISORS, LLC

ENVISION INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

THE LLOYD ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2007

Current Firm

THE LLOYD ADVISORY GROUP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LLOYD ADVISORY GROUP

TRUST BUT VERIFY

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