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ZC

Zachary W. Covert

CFD INVESTMENTS
Kokomo, IN 46902
Some features on this profile are disabled
CRD#: 5428315
ZC

Professional summary

Zachary W Covert is a registered financial professional currently at CFD INVESTMENTS, INC. located in Kokomo, Indiana.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2007. Zachary has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary W Covert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2022 - Present

CFD INVESTMENTS, INC.

Office #1: 2704 S Goyer Rd, Kokomo, IN 46902
BD
CRD#: 25427
Kokomo, IN
Past

March 16, 2017 - October 4, 2022

TIMOTHY PARTNERS, LTD.

BD
CRD#: 41835
MAITLAND, FL
Past

October 5, 2007 - October 14, 2008

G. A. REPPLE & COMPANY

BD
CRD#: 17486
CASSELBERRY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/13/2023)
RR
Indiana
(2/15/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/3/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CFD INVESTMENTS, INC.
CFD INVESTMENTS, INC. | CFD SECURITIES, INC.

CRD#: 25427 / SEC#: , 8-41727

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Indiana since 12/10/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRAUN, BRIGIT ROWNER6585909
OWENS, BRENT ANTHONYPRESIDENT/DIRECTOR2261719
ROCKEY, BROOKE LEIGHOWNER4817176
THE OWENS FAMILY TRUST DATED 8/1/2017OWNER
BAHRENBURG, MATTHEW OCHIEF COMPLIANCE OFFICER5295661
HALE, DANIEL KRISOWNER, VICE PRESIDENT, DIRECTOR2649813
OWENS, MICKEY LEEDIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/20171437001
ROCKEY, CHRISTOPHER MOWNER5504531
ROOZE, KREGG JERRODDIRECTOR, SECRETARY, TREASURER3174063

Disclosures

Regulatory Event8
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CFD INVESTMENTS, INC.

CRD#: 25427Kokomo, IN 46902

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