Regan M. Wall

CAPITAL WEALTH PLANNING

GULF BREEZE, FL

Some features on this profile are disabled

CRD#: 5428035

Professional summary

Regan M. Wall, who also goes by Regan Meriwether Wall, Regan M. Wall, is a registered financial advisor currently at CAPITAL WEALTH PLANNING, LLC located in Gulf Breeze, Florida.

Regan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Regan has worked at 14 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Regan Meriwether Wall | Regan M. Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IV Lift Gulf Coast; Non-investment related; 146 Highpoint Drive, Gulf Breeze, FL 32561; Mobile Hydration; Business Manager; Start date 5-1-2018; 15 hour per month during trading; Business Operations and Scheduling. 2) Spectrum Land Services; Non-investment related; PO Box 53809, Lafayette, LA 7050; Leasing property for land exploration; Land owner; Start date 03-10-2017; 0 hours during trading per month; Leasing property for oil exploration.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan M. Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2024 - Present

CAPITAL WEALTH PLANNING, LLC

RIA

CRD#: 150764

GULF BREEZE, FL

Past

September 19, 2024 - March 31, 2025

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

Gulf Breeze, FL

Past

June 6, 2024 - July 25, 2024

MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715

Memphis, TN

Past

April 4, 2022 - June 6, 2024

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

March 31, 2022 - June 6, 2024

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

GULF BREEZE, FL

Past

January 27, 2022 - March 11, 2022

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

July 7, 2021 - January 11, 2022

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

St. Petersburg, FL

Past

June 4, 2021 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

April 20, 2020 - May 19, 2021

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

Gulf Breeze, FL

Past

April 1, 2020 - May 19, 2021

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

ST LOUIS, MO

Past

August 28, 2014 - May 1, 2018

STERLING CAPITAL MANAGEMENT LLC

RIA

CRD#: 135405

SAN DIEGO, CA

Past

May 16, 2014 - May 2, 2018

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

November 5, 2009 - November 22, 2013

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 10, 2008 - September 21, 2009

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/8/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9015 Strada Stell Ct Suite 203, Naples, FL 34109

Mailing Address

Phone number

(239) 593-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A (MAY 5, 2020) (2/21/2025)

Regulatory assets under management

Total Number of Accounts	11,690
AUM (Assets Under Management)	$ 11,419,152,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Regan M. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan M. Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRINGER ASSET MANAGEMENT, LLC

MATRIX 360 DISTRIBUTORS, LLC

SEI INVESTMENTS DISTRIBUTION CO.

SEI INVESTMENTS MANAGEMENT CORP

FNEX CAPITAL, LLC

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

SAXONY CAPITAL MANAGEMENT, LLC

PATRICK CAPITAL MARKETS, LLC

STERLING CAPITAL MANAGEMENT LLC

STERLING CAPITAL DISTRIBUTORS, LLC

GUARDIAN INVESTOR SERVICES LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Primary Firm SEC Registration

CAPITAL WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2014

Series 63

Date: 2/25/2008

Series 22TO

Date: 1/2/2023

Series 7TO

Date: 12/1/2020

SIE

Date: 5/2/2018

Series 6

Date: 1/8/2008

Current Firm

CAPITAL WEALTH PLANNING, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors