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JD

Joseph L. Demarino

MACQUARIE CAPITAL (USA)
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5427968
JD

Professional summary

Joseph Leonard Demarino, who also goes by Joe Demarino, Joseph L Demarino, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in Chicago, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Demarino | Joseph L Demarino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Leonard Demarino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2022 - Present

MACQUARIE CAPITAL (USA) INC.

Office #1: One North Wacker Drive, Chicago, IL 60606
BD
CRD#: 36368
Chicago, IL
Past

April 1, 2017 - July 22, 2022

MUFG SECURITIES AMERICAS INC.

BD
CRD#: 19685
Chicago, IL
Past

November 14, 2016 - April 1, 2017

MUFG AMERICAS CORPORATE ADVISORY, INC.

BD
CRD#: 10151
CHICAGO, IL
Past

September 25, 2013 - October 12, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHICAGO, IL
Past

November 15, 2007 - June 1, 2010

PIPER SANDLER & CO.

BD
CRD#: 665
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/1/2022)
RR
New York
(6/7/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/25/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 87
Date: 1/16/2008
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 11/14/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MACQUARIE CAPITAL (USA) INC.
MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.

CRD#: 36368 / SEC#: , 8-47198

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
660 5th Ave, New York, NY 10103
Mailing Address
660 5th Ave, New York, NY 10103
Phone number
(212) 231-1000
Established
Delaware since 03/01/1994
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MACQUARIE HOLDINGS (USA) INC.SHAREHOLDER
BACHTELER, TOBIASCO-CHIEF EXECUTIVE OFFICER4945558
CHAN, PAULINA MCHIEF COMPLIANCE OFFICER3211559
CONAHAN, JAMES SCHIEF FINANCIAL OFFICER/FINOP2538695
DE FREITAS, CARLOS ACHIEF OPERATING OFFICER4812920
FULTON, JANEEN KAYAML OFFICER3066508
VALENTINE, ROBERT GEOFFREYDIRECTOR5633577
VUOLO, JEREMY MURPHYCO-CHIEF EXECUTIVE OFFICER2798378

Disclosures

Regulatory Event4
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368Chicago, IL 60606

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