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Kirby L. Ososki

KESTRA INVESTMENT SERVICES
TIMONIUM, MD 21093
CRD#: 5427134
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KO
Kirby Leigh OsoskiKESTRA INVESTMENT SERVICES

Professional summary

Kirby Leigh Ososki, who also goes by Kirby Leigh Day, Kirby Leigh Ososki, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.

Kirby is registered as a RR (Registered Representative) and started their career in finance in 2010. Kirby has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases

Kirby Leigh Day | Kirby Leigh Ososki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kirby Leigh Ososki's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093
BD
CRD#: 42046
TIMONIUM, MD
Past

February 28, 2020 - May 28, 2024

AEGIS CAPITAL CORP.

BD
CRD#: 15007
TIMONIUM, MD
Past

November 15, 2010 - March 2, 2020

CAPITOL SECURITIES MANAGEMENT, INC.

BD
CRD#: 14169
TIMONIUM, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(6/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KI
KESTRA INVESTMENT SERVICES, LLC
KESTRA INVESTMENT SERVICES, LLC | PARTNERS SECURITIES, INC. | NFP SECURITIES, INC. | NFP SECIRITIES, INC. | NFP ADVISOR SERVICES, LLC | NFP ADVISOR SERVICES

CRD#: 42046 / SEC#: , 8-49672

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5707 Southwest Parkway 2-125, Austin, TX 78746
Mailing Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Phone number
(844) 553-7872
Established
Texas since 09/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
KESTRA FINANCIAL, INCSOLE MEMBER
AMORE, JOHN VINCENTPRESIDENT5430932
CHESTER, KRISTEN LAWLESSCHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT6896952
KANT, VINAYCHIEF DIGITAL TECHNOLOGY OFFICER7976827
PEDLOW, MICHAEL ROSSCHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT4871563
POER, JAMES LYNNCHIEF EXECUTIVE OFFICER1983357
SCHOENBECK, MARK PAULEXECUTIVE VICE PRESIDENT2625829
YIN, YINCONTROLLER3219513
ZEGERS, SCOTT MATTHEWCHIEF FINANCIAL OFFICER4831659

Disclosures

Regulatory Event14
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046Timonium, MD 21093

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