Garland L. Corley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garland Leigh Corley, CFP®, who also goes by Garland Corley, was a registered financial professional .
Garland is a previously registered financial professional and started their career in finance in 1973. Garland had worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
November 13, 2006 - December 13, 2023
CAPITAL ASSET MANAGEMENT CORPORATION
December 31, 2001 - September 20, 2006
CAPITAL ASSET MANAGEMENT CORPORATION
April 26, 1999 - December 31, 2023
TRIAD ADVISORS LLC
January 31, 1997 - April 9, 1999
OSAIC WEALTH, INC.
October 6, 1988 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
August 2, 1984 - October 20, 1988
FSC SECURITIES CORPORATION
June 18, 1979 - September 4, 1984
MARION BASS SECURITIES CORPORATION
November 20, 1973 - July 21, 1979
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/15/1973
Registered Representative ExaminationCurrent Firm
CAPITAL ASSET MANAGEMENT CORPORATION
CRD#: 118337 / SEC#: 801-67174
Contact information
Regulatory assets under management
| Total Number of Accounts | 161 |
| AUM (Assets Under Management) | $ 54,371,698 |
Red Flags
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