Kathleen A. Fedor
Professional summary
Kathleen Ann Fedor, who also goes by Kat Ann Fedor, Katie Ann Fedor, Kathleen Ann Fedor-matte, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Minneapolis, Minnesota.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2021. Kathleen has worked at 1 firm and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Ann Fedor's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2021 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 700 Nicolet Mall, Minneapolis, MN 55402State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/9/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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