MM
Marie L. Madarasz
PROSPERITY CAPITAL ADVISORS
Hauppauge, NY 11788
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CRD#: 5426667
MM
Marie L MadaraszPROSPERITY CAPITAL ADVISORS
Professional summary
Marie L Madarasz, AIF®, who also goes by Marie L Giancola, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Hauppauge, New York.
Marie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Marie has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Marie L Giancola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ms. Madarasz is a licensed insurance agent conducting business from his registered location. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Ms. Madarasz spends approx. 10 hrs/week during trading hours on this activity. 2) Ms. Madarasz works with the local chapter of the American Financial Education Alliance (AFEA). Ms. Madarasz conducts seminars to help eliminate financial illiteracy as part of his marketing efforts. Ms. Madarasz spends approximately four hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 3) Ms. Madarasz is member of Income for Life, LLC, a website that provides income planning tools. Through Income for Life, LLC, Ms. Madarasz co-authors a general investment guidebook with book sales through Amazon. Less than one hour per month is spent on this activity during non-trading hours. This is a non-investment related activity, though the book may have general investment education included is a co-author with book sales through Amazon. 4) Ms. Madarasz is part Owner of Quest Capital & Risk Management, LLC which is the operating entity for Ms. Madarasz's advisory business and the dba she uses to promote her advisory services. Ms. Madarasz spends approximately forty hours per week during trading hours working under this entity. 5) Ms. Madarasz works as a presenter and educator on tax-related information for CPE credits. Ms. Madarasz spends approximately one hour per week on this activity during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Marie L Madarasz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 27, 2023 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 1393 Veterans Memorial Highway, Suite 312n, Hauppauge, NY 11788RIA
CRD#: 156480
Hauppauge, NY
Past
March 31, 2021 - January 31, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SMITHTOWN, NY
Past
February 14, 2018 - January 31, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SMITHTOWN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/27/2023)
IAR
Texas(1/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Loading...
Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
