Elizabeth A. Mustico
Professional summary
Elizabeth Anne Mustico is a registered financial professional currently at MUTUAL SECURITIES, INC. located in Elmira, New York.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2007. Elizabeth has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Anne Mustico's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2017 - Present
MUTUAL SECURITIES, INC.
Office #1: 221 W. Church Street, Elmira, NY 14901October 26, 2007 - December 18, 2017
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
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