Brent A. Ries

LEGACY ADVISORY NETWORK

DUBLIN, OH 43016

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CRD#: 5425882

Professional summary

Brent Andrew Ries, who also goes by Brent Andrew Ries, is a registered financial advisor currently at LEGACY ADVISORY NETWORK, LLC located in Dublin, Ohio.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brent has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Andrew Ries

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Independent Insurance Agent; Investment Related; LOA in Accident & Health, Life, and Variable; Start Date 09/2007

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Andrew Ries's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2022 - Present

LEGACY ADVISORY NETWORK, LLC

Office #1: 6315 Emerald Parkway, Dublin, OH 43016

RIA

CRD#: 313266

DUBLIN, OH

Past

July 13, 2011 - September 19, 2022

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

GRANDVIEW HEIGHTS, OH

Past

November 13, 2009 - June 30, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

LEWIS CENTER, OH

Past

July 1, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

LEWIS CENTER, OH

Past

April 23, 2008 - June 11, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

DUBLIN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/22/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEGACY ADVISORY NETWORK, LLC

LEGACY ADVISORY NETWORK, LLC | LEGACY WEALTH PARTNERS, LLC | LEGACY RETIREMENT GROUP, LLC

CRD#: 313266 / SEC#:

Florida

Registered Investment Advisory firm - (8/30/2022 Approved)

North Carolina

Registered Investment Advisory firm - (6/16/2023 Approved)

Ohio

Registered Investment Advisory firm - (4/2/2021 Approved)

Texas

Registered Investment Advisory firm - (5/17/2021 Conditional Restricted)

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Contact information

Main Address

6315 Emerald Parkway, Dublin, OH 43016

Mailing Address

Phone number

(614) 336-7660

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent A. Ries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Andrew Ries's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY ADVISORY NETWORK, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2022

Series 63

Date: 7/17/2008

SIE

Date: 10/1/2018

Series 6

Date: 4/22/2008

Current Firm

LEGACY ADVISORY NETWORK, LLC

Contact information

Documents

Red Flags

Company Information

LEGACY ADVISORY NETWORK, LLC

TRUST BUT VERIFY

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