Marc Steinberg
STRATEGIC ADVISERS | Vice President, Financial Consultant
WALNUT CREEK, CA
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CRD#: 5423644
Professional summary
Marc Steinberg, who also goes by Marc Everett Steinberg, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Walnut Creek, California and FIDELITY BROKERAGE SERVICES LLC located in Walnut Creek, California.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Marc has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
In an unpredictable market, confidence comes from a strong financial plan. I believe that the opportunity to help clients pursue their financial goals is a huge and humbling responsibility. I strive to honor that responsibility by approaching every customer situation with the utmost professionalism, transparency and care. Whether it's a 2 hour planning session or just a quick service item, I look to build trust and deliver value with every client interaction.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc Everett Steinberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Steinberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Los Angeles
Bachelor of Arts (BA) - Political Science
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596RIA
CRD#: 104555
WALNUT CREEK, CA
Current
May 9, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596BD
CRD#: 7784
Walnut Creek, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WALNUT CREEK, CA
Past
May 18, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WALNUT CREEK, CA
Past
March 10, 2011 - May 9, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
SAN FRANCISCO, CA
Past
March 10, 2011 - May 9, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
SAN FRANCISCO, CA
Past
March 10, 2011 - May 9, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
SAN FRANCISCO, CA
Past
October 23, 2009 - February 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TARZANA, CA
Past
October 23, 2009 - February 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TARZANA, CA
Past
June 20, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SAN FRANCISCO, CA
Past
June 20, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SAN FRANCISCO, CA
Past
November 19, 2007 - January 15, 2008
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
BERKELEY, CA
Past
November 1, 2007 - January 15, 2008
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
BERKELEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/7/2022)
RR
California(5/9/2018)
IAR
California(3/31/2025)
RR
District of Columbia(7/16/2024)
RR
Florida(2/12/2021)
RR
Georgia(1/4/2019)
RR
Hawaii(1/4/2019)
RR
Illinois(3/2/2024)
RR
Michigan(11/21/2019)
RR
Montana(8/13/2021)
RR
Nevada(11/21/2019)
RR
New Mexico(8/8/2020)
RR
New York(1/4/2019)
RR
North Carolina(1/4/2025)
RR
Oregon(3/2/2022)
RR
Pennsylvania(7/19/2024)
RR
South Carolina(7/21/2023)
RR
Tennessee(10/16/2025)
RR
Texas(9/2/2019)
IAR
Texas(3/31/2025)
RR
Virginia(11/21/2019)
RR
Washington(11/21/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Walnut Creek, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
