Marico T. Walker
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Jacksonville, FL 32256
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CRD#: 5423368
Professional summary
Marico Terrell Walker, who also goes by Marcio T Walker, Marcio Terrell Walker, Marico T Walker, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Jacksonville, Florida.
Marico is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Marico has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcio T Walker | Marcio Terrell Walker | Marico T Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Wealthwave Jax Partners LLC | Marketing | Manager | investment related | Jacksonville FL | 01/2024 | co-brand company approved through WFGIA Premier Wealth Group / 1021-Present / Investment Related: No /14477 Woodfield Cir. S Jacksonville, FL 32258 / Owner / Rental Property / Hrs. Work Monthly: 5 / Sec Trading Hrs: 0 / Response to tenant if a repair is needed by sending someone to fix a repair. REAL ESTATE INVESTMENT PROPERTY; NOT INVESTMENT RELATED; 8037 MARION CIRCLE, JACKSONVILLE FL 32208; WILL BE BUYING THIS REAL ESTATE PROPERTY AS AN INVESTMENT; OWNER; 02/2014; 8-10 HRS/MONTH; MAINTAIN AND RENT THE PROPERTY TO SOMEONE RENTAL PROPERTY/NO/1593 HURST PLACE/JACKSONVILLE/FL/32209//REAL ESTATE PROPERTY/PROPERTY MANAGER/07.27.2017/3/1/DDAILY ACTIVITY IS TO OVERSEE AND RENT OUT PROPERTY TO A RENTER NETLAW/ 0618-PRESENT / INVESTMENT RELATED: NO / 12910 SHELBYVILLE RD. SUITE 124 LOUSIVILLE, KY 40243 / ASSOCIATE / ESTATE PLANNING / HRS WORK MONTHLY: 10 / SEC TRADING HRS: 1 / REFERRAL POTENTIAL CLIENTS THAT WOULD BENEFIT FROM AN ESTATE PLAN/approved with restrictions College Loan Freedom/129 W Lake Mead Parkway #19 Henderson, NV 89015/Representative/9/26/2018/2/0/ its a referral program, not much hour spend doing it/approved with restrictions RENTAL PROPERTY/no/1604 Hurst Pl Jacksonville, FL 32209/11/20/2018/owner/real estate property that will be sold to me/5/1/property management/approved with restrictions LSPN POSITION: independent representative NATURE: Bundled professional services including estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/08/2023 ADDRESS: 100 N State St, Lindon UT 84042, United States DESCRIPTION: Client communications, marketing, and referring clients LEGACYSHIELD POSITION: Independent Contractor NATURE: Estate Plan (Trust and Wills) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/16/2024 ADDRESS: 1 Linscott Rd, Woburn MA 01810, United States DESCRIPTION: Bundled Estate Plans HOPEWELL CHURCH POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 3990 Loretto Rd, Jacksonville FL 32223, United States DESCRIPTION: Helping to serve in a leadership role. I'm helping in the decision making for my local church on events or new projects. It's nothing finances related.
CRS (Client Relationship Summary) - RIA
Click below to view Marico Terrell Walker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marico Terrell Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8081 Philips Highway Suite 22, Jacksonville, FL 32256RIA
BD
CRD#: 16164
Jacksonville, FL
Current
December 20, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8081 Philips Highway Suite 22, Jacksonville, FL 32256RIA
BD
CRD#: 16164
Jacksonville, FL
Past
February 17, 2011 - December 31, 2011
PFS INVESTMENTS INC.
BD
CRD#: 10111
JACKSONVILLE, FL
Past
November 2, 2009 - December 31, 2010
PFS INVESTMENTS INC.
BD
CRD#: 10111
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2024)
RR
Colorado(9/5/2024)
RR
Florida(12/20/2013)
IAR
Florida(11/25/2015)
RR
Georgia(11/1/2021)
RR
Louisiana(9/6/2023)
RR
Mississippi(4/18/2016)
RR
Missouri(1/13/2021)
RR
North Carolina(9/2/2022)
IAR
North Carolina(10/4/2022)
RR
South Carolina(3/13/2017)
RR
Texas(4/4/2022)
IAR
Texas(4/5/2022)
RR
Virginia(8/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Jacksonville, FL 32256TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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