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PH

Pamela A. Halimun

Some features on this profile are disabled
CRD#: 5422753
PH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pamela A Halimun was a registered financial professional .

Pamela is a previously registered financial professional and started their career in finance in 2008. Pamela had worked at 14 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 9, 2012 - December 21, 2012

ABBEY CAPITAL (US) LLC

BD
CRD#: 147760
NEW YORK, NY
Past

March 11, 2010 - February 22, 2011

BEACON CAPITAL MARKETS, LLC

BD
CRD#: 133105
NEW YORK, NY
Past

March 11, 2010 - September 19, 2012

ACF INTERNATIONAL INC.

BD
CRD#: 36151
NEW YORK, NY
Past

February 4, 2010 - December 20, 2012

PARETO SECURITIES INC.

BD
CRD#: 44734
NEW YORK, NY
Past

December 1, 2009 - December 5, 2011

ALTIMA SECURITIES LP

BD
CRD#: 145477
NEW YORK, NY
Past

October 16, 2009 - January 18, 2012

PORTALES PARTNERS, LLC

BD
CRD#: 112311
NEW YORK, NY
Past

October 15, 2009 - January 31, 2012

PLANNER SECURITIES LLC

BD
CRD#: 36866
NEW YORK, NY
Past

October 15, 2009 - April 24, 2012

BHARGAVA CAPITAL

BD
CRD#: 131817
FRANKLIN LAKES, NJ
Past

October 15, 2009 - December 18, 2012

FATOR SECURITIES LLC

BD
CRD#: 142008
NEW YORK, NY
Past

October 15, 2009 - December 21, 2012

MAINSAIL GROUP LLC

BD
CRD#: 123030
NEW YORK, NY
Past

October 15, 2009 - December 21, 2012

SAPENO INC.

BD
CRD#: 124769
NEW YORK, NY
Past

June 16, 2009 - December 19, 2012

FREEMAN & CO. SECURITIES LLC

BD
CRD#: 118939
NEW YORK, NY
Past

November 5, 2008 - August 24, 2011

WEDGE ALTERNATIVES LLC

BD
CRD#: 141532
LONDON,
Past

June 16, 2008 - March 2, 2009

SEABURY SECURITIES LLC

BD
CRD#: 41916
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 6/14/2008
Financial and Operations Principal Examination

Current Firm

AC
ABBEY CAPITAL (US) LLC
ABBEY CAPITAL (US) LLC | CELTIC ADVISORS LLC | ABBEY CAPITAL US LLC

CRD#: 147760 / SEC#: , 8-67926

BD
Terminated by SEC on 01/01/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 02/07/2008
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ABBEY CAPITAL LIMITEDMEMBER
DOODY, HELEN JULIADIRECTOR, CEO5562183
GETTENBERG, JASON SCOTTFINOP4427007
OPATOSKY, BRIAN DAVIDCCO3025888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABBEY CAPITAL (US) LLC

CRD#: 147760

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