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Pamela A Halimun

CRD# 5422753·Registered 2008 - 2012
Previously Registered: Being a previously registered professional could mean that Pamela is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Pamela A Halimun was a registered financial advisor. Pamela was a previously registered financial professional and started their career in finance 2008 - 2012. Pamela had worked at 14 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ABBEY CAPITAL (US) LLC·CRD# 147760
BD
New York, NY
August 9, 2012 - December 21, 2012
BEACON CAPITAL MARKETS, LLC·CRD# 133105
BD
New York, NY
March 11, 2010 - February 22, 2011
ACF INTERNATIONAL INC.·CRD# 36151
BD
New York, NY
March 11, 2010 - September 19, 2012
PARETO SECURITIES INC.·CRD# 44734
BD
New York, NY
February 4, 2010 - December 20, 2012
ALTIMA SECURITIES LP·CRD# 145477
BD
New York, NY
December 1, 2009 - December 5, 2011
PORTALES PARTNERS, LLC·CRD# 112311
BD
New York, NY
October 16, 2009 - January 18, 2012
PLANNER SECURITIES LLC·CRD# 36866
BD
New York, NY
October 15, 2009 - January 31, 2012
BHARGAVA CAPITAL·CRD# 131817
BD
Franklin Lakes, NJ
October 15, 2009 - April 24, 2012
FATOR SECURITIES LLC·CRD# 142008
BD
New York, NY
October 15, 2009 - December 18, 2012
MAINSAIL GROUP LLC·CRD# 123030
BD
New York, NY
October 15, 2009 - December 21, 2012
SAPENO INC.·CRD# 124769
BD
New York, NY
October 15, 2009 - December 21, 2012
FREEMAN & CO. SECURITIES LLC·CRD# 118939
BD
New York, NY
June 16, 2009 - December 19, 2012
WEDGE ALTERNATIVES LLC·CRD# 141532
BD
London
November 5, 2008 - August 24, 2011
SEABURY SECURITIES LLC·CRD# 41916
BD
New York, NY
June 16, 2008 - March 2, 2009

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Current Firm

AC
ABBEY CAPITAL (US) LLC

ABBEY CAPITAL (US) LLC | CELTIC ADVISORS LLC | ABBEY CAPITAL US LLC

CRD#: 147760 / SEC#: 8-67926
BD
Terminated by SEC on 01/01/2018

Contact Information

Established

New York since 02/07/2008

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
ABBEY CAPITAL LIMITEDMEMBER—
DOODY, HELEN JULIADIRECTOR, CEO5562183
GETTENBERG, JASON SCOTTFINOP4427007
OPATOSKY, BRIAN DAVIDCCO3025888

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jun 2008About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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