Adam R. Levy

MPWM ADVISORY SOLUTIONS LLC

New York, NY 10017

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CRD#: 5421936

Professional summary

Adam Ross Levy, CFP® is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in New York, New York and LPL FINANCIAL LLC located in New York, New York.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Adam has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Ross Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 2, 2025 - Present

MPWM ADVISORY SOLUTIONS LLC

Office #1: 370 Lexington Avenue, Suite 1512, New York, NY 10017

RIA

CRD#: 169885

New York, NY

Current

March 5, 2020 - Present

LPL FINANCIAL LLC

Office #1: 112 W 34th St Fl 18 Ste 18057, New York, NY 10120

RIA

CRD#: 6413

NEW YORK, NY

Past

March 5, 2020 - March 2, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

SOMERVILLE, NJ

Past

July 6, 2017 - March 12, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

June 30, 2017 - March 12, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

February 11, 2013 - July 12, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

February 11, 2013 - July 12, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 3, 2008 - July 23, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MPWM ADVISORY SOLUTIONS LLC

CRD#: 169885 / SEC#: 801-78961

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/5/2020)

Colorado
(7/22/2021)

Connecticut
(3/5/2020)

Delaware
(2/21/2023)

District of Columbia
(10/17/2023)

Florida
(3/5/2020)

Georgia
(11/3/2023)

Hawaii
(5/22/2023)

Illinois
(12/23/2021)

Kentucky
(11/3/2020)

Massachusetts
(4/16/2021)

Michigan
(3/28/2023)

Minnesota
(6/29/2020)

New Jersey
(3/5/2020)

New York
(3/5/2020)

IAR

New York
(12/2/2025)

Oregon
(3/5/2020)

Pennsylvania
(3/5/2020)

South Carolina
(1/19/2022)

Virginia
(7/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/1/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MPWM ADVISORY SOLUTIONS LLC

CRD#: 169885 / SEC#: 801-78961

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

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Contact information

Main Address

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 566-4001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A PLUS WRAP BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts	653
AUM (Assets Under Management)	$ 320,546,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Adam R. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Ross Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MPWM ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2012

Series 63

Date: 3/21/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2011

Series 6

Date: 3/1/2008

FINRA

Current Firm

MPWM ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MPWM ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

Contact information

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