Amy Martin

CETERA INVESTMENT ADVISERS

INDEPENDENCE, MO

Some features on this profile are disabled

CRD#: 5421839

Professional summary

Amy Martin, who also goes by Amy Lynn Martin, Amy Lynn Payton, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Independence, Missouri and CETERA ADVISORS LLC located in Overland Park, Kansas.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Amy has worked at 10 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Lynn Martin | Amy Lynn Payton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

INDEPENDENCE, MO

Current

April 9, 2024 - Present

CETERA ADVISORS LLC

Office #1: 10955 Lowell Ave Ste 900 910, 920, 100, & 200, Overland Park, KS, 66210

CRD#: 10299

Overland Park, KS

Past

December 12, 2023 - April 8, 2024

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

July 21, 2023 - April 8, 2024

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

Independence, MO

Past

July 21, 2023 - April 8, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

July 21, 2023 - April 8, 2024

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

SAN DIEGO, CA

Past

July 21, 2023 - April 8, 2024

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

July 21, 2023 - April 8, 2024

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

July 21, 2023 - April 8, 2024

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

July 21, 2023 - April 8, 2024

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

March 24, 2021 - July 18, 2023

CETERA ADVISORS LLC

RIA

CRD#: 10299

OVERLAND PARK, KS

Past

March 24, 2021 - July 18, 2023

CETERA ADVISORS LLC

CRD#: 10299

OVERLAND PARK, KS

Past

March 3, 2014 - April 7, 2021

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

March 3, 2014 - April 7, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

July 27, 2012 - February 14, 2014

CETERA ADVISORS LLC

RIA

CRD#: 10299

OVERLAND PARK, KS

Past

March 19, 2012 - February 14, 2014

CETERA ADVISORS LLC

CRD#: 10299

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/26/2024)

Alaska
(4/26/2024)

Arizona
(4/26/2024)

Arkansas
(4/26/2024)

California
(4/26/2024)

Colorado
(4/26/2024)

Connecticut
(4/26/2024)

Delaware
(4/26/2024)

District of Columbia
(4/26/2024)

Florida
(4/26/2024)

Georgia
(4/26/2024)

Hawaii
(4/26/2024)

Idaho
(4/26/2024)

Illinois
(4/26/2024)

Indiana
(4/26/2024)

Iowa
(4/26/2024)

Kansas
(4/9/2024)

Kentucky
(4/26/2024)

Louisiana
(4/26/2024)

Maine
(4/26/2024)

Maryland
(4/26/2024)

Massachusetts
(4/26/2024)

Michigan
(4/26/2024)

Minnesota
(4/26/2024)

Mississippi
(4/26/2024)

Missouri
(4/9/2024)

IAR

Missouri
(4/9/2024)

Montana
(4/26/2024)

Nebraska
(4/29/2024)

Nevada
(4/26/2024)

New Hampshire
(4/26/2024)

New Jersey
(4/26/2024)

New Mexico
(4/26/2024)

New York
(4/26/2024)

North Carolina
(4/29/2024)

North Dakota
(4/26/2024)

Ohio
(4/29/2024)

Oklahoma
(4/26/2024)

Oregon
(4/26/2024)

Pennsylvania
(4/26/2024)

Rhode Island
(4/26/2024)

South Carolina
(4/26/2024)

South Dakota
(4/26/2024)

Tennessee
(4/26/2024)

Texas
(4/9/2024)

IAR

Texas
(4/9/2024)

Utah
(4/26/2024)

Vermont
(4/26/2024)

Virginia
(4/26/2024)

Washington
(5/3/2024)

West Virginia
(4/26/2024)

Wisconsin
(4/26/2024)

Wyoming
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 3/2/2015

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 3/16/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/8/2015

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amy Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

GROVE POINT INVESTMENTS, LLC

NEXT FINANCIAL GROUP, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

SCF SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

CUSO FINANCIAL SERVICES, L.P.

CADARET, GRANT & CO., INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

WADDELL & REED

WADDELL & REED

CETERA ADVISORS LLC

CETERA ADVISORS LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2012

SIE

Date: 10/1/2018

Series 52

Date: 3/2/2015

Series 7

Date: 3/16/2012

Series 53

Date: 4/8/2015

Series 24

Date: 1/17/2013

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors