RG
Russell T. Greig
VOYA INVESTMENT MANAGEMENT CO. LLC
Wayne, PA
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CRD#: 5421178
RG
Professional summary
Russell Thomas Greig, who also goes by Russ Thomas Greig, is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Wayne, Pennsylvania and VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Russell has worked at 9 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russ Thomas Greig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY/OWNER/LOCATED AT: 3220 VILLAMARE, HILTON HEAD, SC 29928/STARTED: FEBRUARY 2021/NON-INVESTMENT RELATED/0 HOURS DEVOTED TO THIS OTHER BUSINESS/0 HOURS DURING SECURITY TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Thomas Greig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2013 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
Wayne, PA
Current
April 9, 2013 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: 200 Park Avenue, New York, NY 10169BD
CRD#: 37886
NEW YORK, NY
Past
January 2, 2013 - April 19, 2013
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 137432
NEW YORK, NY
Past
January 2, 2013 - April 17, 2013
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
September 20, 2010 - October 12, 2010
SECURITY GLOBAL INVESTORS
RIA
CRD#: 144107
SAN FRANCISCO, CA
Past
September 20, 2010 - May 13, 2013
GUGGENHEIM INVESTMENTS
RIA
CRD#: 105477
NEW YORK, NY
Past
September 20, 2010 - December 31, 2012
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
NEW YORK, NY
Past
June 16, 2009 - August 12, 2010
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
WASHINGTON, DC
Past
March 13, 2009 - August 12, 2010
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
WASHINGTON, DC
Past
February 4, 2009 - March 13, 2009
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/4/2017)
IAR
Alabama(8/7/2017)
RR
Arizona(8/8/2016)
IAR
Arizona(8/15/2016)
RR
Arkansas(1/23/2015)
IAR
Arkansas(7/14/2015)
RR
California(8/8/2016)
IAR
California(8/8/2016)
RR
Colorado(8/8/2016)
IAR
Colorado(8/10/2016)
RR
Connecticut(4/9/2013)
IAR
Connecticut(4/10/2013)
RR
Delaware(4/9/2013)
IAR
Delaware(4/9/2013)
RR
District of Columbia(4/9/2013)
IAR
District of Columbia(5/23/2013)
RR
Florida(4/9/2013)
RR
Georgia(4/9/2013)
IAR
Georgia(5/1/2013)
RR
Kentucky(8/4/2017)
IAR
Kentucky(8/8/2017)
RR
Louisiana(1/23/2015)
IAR
Louisiana(1/23/2015)
RR
Maine(8/4/2017)
IAR
Maine(8/7/2017)
RR
Maryland(4/9/2013)
IAR
Maryland(4/10/2013)
RR
Massachusetts(4/18/2016)
IAR
Massachusetts(4/26/2016)
RR
Michigan(8/8/2016)
IAR
Michigan(8/10/2016)
RR
Mississippi(8/4/2017)
IAR
Mississippi(8/9/2017)
RR
New Hampshire(8/8/2016)
IAR
New Hampshire(8/9/2016)
RR
New Jersey(4/9/2013)
IAR
New Jersey(4/9/2013)
RR
New York(4/9/2013)
IAR
New York(4/22/2021)
RR
North Carolina(8/8/2016)
IAR
North Carolina(8/12/2016)
RR
Ohio(8/8/2016)
IAR
Ohio(8/8/2016)
RR
Pennsylvania(4/9/2013)
IAR
Pennsylvania(4/10/2013)
RR
Puerto Rico(5/24/2013)
IAR
Puerto Rico(5/28/2013)
RR
Rhode Island(8/8/2016)
IAR
Rhode Island(8/8/2016)
RR
South Carolina(8/4/2017)
IAR
South Carolina(8/8/2017)
RR
Tennessee(8/4/2017)
RR
Texas(8/8/2016)
IAR
Texas(8/8/2016)
RR
Vermont(4/9/2013)
IAR
Vermont(4/12/2013)
RR
Virgin Islands(8/8/2016)
RR
Virginia(4/9/2013)
IAR
Virginia(4/9/2013)
RR
West Virginia(8/4/2017)
IAR
West Virginia(8/7/2017)
RR
Wyoming(10/30/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
