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AA

Albert Chase F. Aquino

MADISON GLOBAL PARTNERS LLC
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 5420764
AA

Professional summary


Albert Chase Fulay Aquino, who also goes by Albert Chase, is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.

Albert Chase is registered as a RR (Registered Representative) and started their career in finance in 2008. Albert Chase has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Albert Chase

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Albert Chase Fulay Aquino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 25, 2020 - Present

MADISON GLOBAL PARTNERS LLC

Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
BD
CRD#: 285406
Hauppauge, NY
Past

October 18, 2013 - October 21, 2020

COLUMBUS ADVISORY GROUP, LTD.

BD
CRD#: 126331
NEW YORK, NY
Past

December 4, 2008 - October 18, 2013

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

February 15, 2008 - November 4, 2008

ROCKWELL SECURITIES LLC

BD
CRD#: 142483
NEW YORK, NY
Past

January 9, 2008 - February 6, 2008

MCBARRON CAPITAL LLC

BD
CRD#: 131431
GREENWICH, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/25/2020)
RR
Colorado
(12/4/2020)
RR
Connecticut
(9/25/2020)
RR
Florida
(9/25/2020)
RR
Illinois
(10/7/2020)
RR
Iowa
(10/14/2020)
RR
Maryland
(9/28/2020)
RR
Minnesota
(10/14/2020)
RR
Nebraska
(11/2/2020)
RR
New Jersey
(9/25/2020)
RR
New York
(9/25/2020)
RR
Ohio
(9/25/2020)
RR
Pennsylvania
(9/25/2020)
RR
Texas
(9/25/2020)
RR
Virginia
(11/20/2020)
RR
Washington
(9/25/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 2/25/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MG
MADISON GLOBAL PARTNERS LLC
MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: , 8-69839

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Mailing Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Phone number
(631) 240-4155
Established
New York since 09/28/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MADISON III, LLCDIRECT OWNER
GERDES, ANTON JOSEPH JRCEO/CCO/AMLCO1010083
KAPLAN, DAVID STANLEYMANAGING PARTNER1176065
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MADISON GLOBAL PARTNERS LLC

CRD#: 285406Hauppauge, NY 11788

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