Donald W. Droegemueller
PEAK FINANCIAL CONSULTING
Bloomington, MN 55431
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CRD#: 5420529
Professional summary
Donald Walter Droegemueller, CFP® is a registered financial advisor currently at PEAK FINANCIAL CONSULTING, INC. located in Bloomington, Minnesota and MUTUAL SECURITIES, INC. located in Bloomington, Minnesota.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Donald has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Peak Financial Consulting, Inc., Start Date: 07/01/2019, 1650 W 82nd St., Ste. 870, Bloomington, MN 55431, S-Corp, RIA, President/Owner/CCO/CIO/CEO, Investment Advisor/CCO/CIO/CEO, Investment Related, 200 Hours per month, 8 Hours per day during trading hours. 2. MUTUAL SECURITIES, INC.; START DATED: 05/2018; CAMARILLO, CA; REGISTERED REPRESENTATIVE; INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Walter Droegemueller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
March 29, 2018 - Present
PEAK FINANCIAL CONSULTING, INC.
Office #1: 1650 West 82nd Street Suite 870, Bloomington, MN 55431RIA
CRD#: 291860
Bloomington, MN
Current
May 14, 2018 - Present
MUTUAL SECURITIES, INC.
Office #1: 1650 West 82nd Street Suite 870, Bloomington, MN 55431BD
CRD#: 13092
Bloomington, MN
Past
February 19, 2016 - April 9, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLOOMINGTON, MN
Past
August 22, 2008 - April 9, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
BLOOMINGTON, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PEAK FINANCIAL CONSULTING, INC.
PEAK FINANCIAL CONSULTING, INC.
CRD#: 291860 / SEC#: 801-132854
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)California
Registered Investment Advisory firm - (7/2/2025 Terminated)Colorado
Registered Investment Advisory firm - (6/4/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/11/2025 Terminated)Texas
Registered Investment Advisory firm - (6/2/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/14/2018)
RR
California(5/14/2018)
RR
Colorado(5/14/2018)
IAR
Minnesota(3/29/2018)
RR
Minnesota(5/14/2018)
RR
South Dakota(5/14/2018)
IAR
Texas(3/29/2018)
RR
Texas(5/14/2018)
RR
Virginia(7/30/2021)
RR
Wisconsin(5/14/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PEAK FINANCIAL CONSULTING, INC.
PEAK FINANCIAL CONSULTING, INC.
CRD#: 291860 / SEC#: 801-132854
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)California
Registered Investment Advisory firm - (7/2/2025 Terminated)Colorado
Registered Investment Advisory firm - (6/4/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/11/2025 Terminated)Texas
Registered Investment Advisory firm - (6/2/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1650 West 82nd Street Suite 870, Bloomington, MN 55431
Mailing Address
Phone number
(952) 303-8200
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 716 |
| AUM (Assets Under Management) | $ 110,173,267 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
