Joseph O. Christiana
Professional summary
Joseph Oscar Christiana III, who also goes by Joseph Oscar Christiana, is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in Farmington, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 1 firm and has passed the Series 63, Series 16, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Oscar Christiana III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2007 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 190 Farmington Avenue, Farmington, CT 06032Office #2: 131 Dartmouth St Suite 301, Boston, MA 02116State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2008)
(12/17/2021)
Exams
FINRA
Nasdaq Stock Market
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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